Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
The circular responds to reduced investor activity affecting public issue timelines. SEBI extended observation validity subject to compliance confirmation. The measure supports issuers while ensuring adherence to disclosure norms.
The issue was the absence of a mechanism to enforce lock-in on pledged shares. SEBI introduced a “non-transferable” tagging system through depositories.
SEBI provided a one-time relaxation from penalties for MPS non-compliance. The move addresses challenges faced by listed entities due to geopolitical market instability.
Many IPO delays arise from governance gaps rather than financial weakness. The key takeaway is that early restructuring of shareholding, board, and compliance is essential for smooth approval.
SEBI noted that earlier concerns on unequal taxation have been addressed under the new capital gains regime. The proposal aims to restore open market buy-backs with safeguards ensuring fairness and transparency.
The amendments streamline IPO compliance and improve disclosure usability. Key takeaway: SEBI enhances ease of doing business while making IPO documents more accessible to retail investors.
SEBI clarifies that physical security creation alone is insufficient for demat assets. Trustees must ensure depository-level registration to validate charges and protect investors.
NSE expanded the API-based single filing system to streamline disclosures across stock exchanges. The move reduces duplication while maintaining compliance under SEBI regulations.
SEBI extended the suspension on key agricultural commodity derivatives to control volatility and speculation. The move aims to ensure price stability in essential commodities.
The initiative aims to assess system performance across parameters like security and availability. It mandates periodic evaluation to enhance reliability of market infrastructure.
