Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI updates the rules for converting private listed InvITs to public InvITs, streamlining sponsor unitholding, lock-in requirements, and public offer procedures.
SEBI circular removes transaction charges paid to mutual fund distributors by AMCs. The change is effective immediately and follows industry consultations.
SEBI circular mandates joint annual inspections for stock brokers by all MIIs starting December 1, 2025, to streamline supervision and enhance business ease.
SEBI’s new consultation paper suggests reforms for Investment Advisers and Research Analysts, focusing on easing business and simplifying registration.
SEBI’s consultation paper proposes new rules for RTAs, including activity-based regulation, a single RTA category, and institutional mechanisms to prevent fraud.
An explainer on the offer structure and procedure detailed in an Indian IPO offer document, including investor categories, share allocation rules, and bidding processes.
SEBI’s new circular updates the process for reviewing penalties issued by Market Infrastructure Institutions, shifting some appeals to a new board-level committee.
SEBI is consulting on amendments to LODR Regulations regarding Related Party Transactions. Proposals include new materiality thresholds and clarifications for subsidiaries.
SEBI’s 2025 amendment to the Investment Advisers Regulations changes rules for deposits. Deposits must now be lien-marked and available for dispute resolution dues.
SEBI 2025 amendment to Research Analyst Regulations alters deposit rules mandating a lien in favor of a recognized body for dispute resolution.
