Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI releases a consultation paper for a comprehensive review of the 1996 Mutual Fund Regulations, aiming for simplification, clarity, and enhanced investor protection.
SEBI has directed that mutual funds cannot invest in private share placements before a company’s IPO, limiting participation to the public issue or anchor allocation to protect investors.
SEBI consults on amending NCS Regulations to allow debt issuers to offer higher coupon rates or discounts to specific groups like seniors and women to increase bond market retail participation.
SEBI’s consultation paper proposes increasing the High Value Debt Listed Entity (HVDLE) threshold to Rs. 5000 crores for ease of doing business. It also details measures to align HVDLE corporate governance, RPT, and Secretarial Audit norms with those for equity-listed entities.
SEBI proposes relaxing the India geo-tagging requirement for NRI clients using V-CIP for re-KYC or KYC modification, requiring GPS to match their foreign address proof.
SEBI consults on standardizing MF folio opening: first investment only after KRA completes KYC verification to resolve non-compliance and redemption issues.
SEBI mandates prior approval and specific conditions for Portfolio Managers transferring PMS business. Transfers between non-group entities must involve the complete business.
SEBI consults on amending LODR regulations to align the transfer of unclaimed non-convertible securities interest/redemption amounts to IEPF/IPEF with the Companies Act. The proposal ensures a single transfer after 7 years from debenture maturity, facilitating Ease of Doing Business.
SEBI eases RPT disclosure requirements for listed entities, introducing a tiered mechanism. Transactions below Rs. 10 crore now require simplified reporting, reducing compliance burden.
SEBI amends NCS Regulations 2025, mandating a specific trust deed format but permitting deviations if a rationale and summary sheet are included in the offer documents.
