Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI faces hurdles in regulating financial influencers (finfluencers) with new rules curbing association with registered firms. Challenges include enforcement, ambiguity, and monitoring.
SEBI’s latest amendment includes REIT units in mutual fund investment rules, raises the liquid scheme limit to 97%, and adjusts cross-holding restrictions for Specialized Investment Funds.
SEBI’s new ICDR regulations revise anchor investor norms, setting minimum allotment limits and capping investor numbers. The rules also reserve 40% of the portion for domestic mutual funds, life insurers, and pension funds.
SEBI’s September 2025 ICDR amendment mandates demat holdings for promoters, KMPs, and senior management before an IPO. Learn the impact on cap tables and foreign employees.
Learn how mandatory disclosures under SEBI’s ICDR Regulations, including valuation basis and KPI standards, drive investor sentiment and impact an IPO’s Grey Market Premium (GMP).
SEBI streamlined RPT disclosure (Oct 2025), introducing threshold-based relaxation. Transactions up to ₹1 crore are fully exempt, while smaller RPTs use the simplified Annexure-13A format.
SEBI implements new eligibility criteria for derivatives on Non-Benchmark Indices (NBIs). BANKNIFTY adjustments phased over 4 tranches by Mar 2026; FINNIFTY/BANKEX by Dec 2025.
SEBI allows IAs and RAs to share ICAI/ICMAI-certified past performance data with clients on request, as an interim step before the PaRRVA verification agency becomes operational.
SEBI permits Investment Advisers (IAs) to charge a fee (max 2.5% AUA) for providing second opinions on client assets under pre-existing distribution arrangements.
SEBI Circular extends the deadline for Qualified Stock Brokers (QSBs) to implement mandatory systems for the optional T+0 settlement cycle, previously due November 1, 2025. The extension addresses implementation challenges.
