Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI’s circular enables existing AIFs to convert to AI-only or LVF schemes, enhancing operational flexibility while requiring investor consent and reporting to SEBI.
SEBI allows REs to submit accessibility readiness reports by March 31, 2026, replacing the earlier auditor appointment deadline, and mandates periodic digital accessibility audits.
SEBI now requires SMEs to show ₹1 crore EBITDA in two of the last three years before listing. The rule strengthens IPO quality and improves investor confidence.
The updated SEBI Master Circular consolidates multiple regulations for FPIs and DDPs, ensuring regulatory continuity while protecting investor interests.
SEBI has issued an ex-parte interim order against Avadhut Sathe Trading Academy Pvt Ltd, directing disgorgement of ₹546.16 crore for alleged unregistered advisory activities. The order names Avadhut Sathe, Gouri Sathe, and ASTAPL, citing ₹601 crore collected from 3.37 lakh clients. Here is a complete analysis of SEBI’s findings, timelines, and implications.
The World Bank and IMF assessment highlights India’s progress in banking, insurance, capital markets, and digital infrastructure while recommending reforms for further growth.
SEBI expands Regulation 30A by introducing new conditions under which intermediaries may be disqualified, including failure to meet net worth, revenue, and business transfer requirements.
New SEBI amendment mandates valuation of employee share benefit schemes only by independent registered valuers, phasing out merchant banker valuations except for ongoing assignments.
SEBI’s 2025 amendment mandates that only independent registered valuers can conduct valuations in takeover and open-offer processes. The change aims to eliminate conflicts of interest and ensure transparent, credible pricing in acquisition transactions.
SEBI mandates minimum net worth, liquid net worth, and revenue generation for merchant bankers, enhancing financial stability and compliance in capital markets.
