The amendment updates capital adequacy norms for AIFIs by revising risk weights on non-resident corporate claims. It introduces differentiated treatment based on international and IFSC-specific credit ratings.
Incomplete disclosure in the return of allotment was found non-compliant. The company was directed to rectify defaults and pay penalties within the prescribed time.
The deadline for completing mandatory CPE hours for 2025 has been extended by three months. Members get additional time to comply without triggering non-compliance consequences.
SEBI proposes allowing issuers to offer incentives in public debt issues to attract retail investors. The key takeaway is that benefits are permitted only for initial allottees to boost participation without distorting markets.
The proposal allows credit rating agencies to rate instruments under other regulators even where no formal guidelines exist. This addresses market gaps while introducing safeguards to protect investors.
The review clarifies that unclaimed interest and redemption amounts for listed debt securities must be transferred to IEPF only after seven years from maturity. This aligns LODR rules with the Companies Act and protects investor claim timelines.
The amendment eliminates the physical LOC step for investor service requests, enabling direct credit of securities to demat accounts. This cuts delays, reduces risk of loss, and improves ease of investing.
Missing mandatory allottee particulars in PAS-3 were held to violate Rule 14(6). The company and director were penalised under Section 450 despite prior rejection of NDH-4.
The government notifies a statutory industrial authority under section 10(46A) of the Income-tax Act. The ruling confirms eligibility while making compliance with the parent State Act a continuing condition.
The amendment updates who can promote Lloyd’s service companies in IFSCs. It broadens eligibility while retaining regulatory conditions under the insurance registration framework.
