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Circulars

Distribution of Capital Market Products and Services under IFSCA regulations

December 21, 2022 1812 Views 0 comment Print

Distribution of Capital Market Products and Services under International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2021

Revised SOP on application filed under LODR Regulations w.r.t. Scheme of Arrangements

December 20, 2022 3072 Views 0 comment Print

Revised Standard Operating Procedure (SOP) on application filed under Regulation 37 and 59A of SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015 w.r.t. Scheme of Arrangements.

Monthly Development Report (MDR) for Bullion Exchange in IFSC

December 20, 2022 636 Views 0 comment Print

It has been decided that similar to the Stock Exchanges in IFSC, Bullion Exchange shall be required to submit MDR to IFSCA on a monthly basis, beginning January 2023.

Clarification on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence

December 19, 2022 1080 Views 0 comment Print

larification to SEBI circular dated August 04, 2022 on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence

Aadhaar should not be disclosed in offer document or any other public document

December 19, 2022 7086 Views 0 comment Print

Listed entities should not disclose Aadhar number/Aadhar related information in any disclosure/ announcements/ any other public document made/submitted to the Exchange.

Reg. Reinsurance Treaty Agreements covering Fire & Engineering Lines of Business

December 19, 2022 906 Views 0 comment Print

IRDAI observed that Reinsurance Treaty Agreements in many instances include, as a precondition or prescription, the requirement to apply the IIB published broad-occupancy market average burning costs, as minimum risk rates.

Performance Benchmarking and Reporting of Performance by Portfolio Managers

December 16, 2022 2256 Views 0 comment Print

An investment approach (‘IA’) is the documented investment philosophy to be adopted by the Portfolio Managers while managing the client funds in order to achieve client’s investment objectives.

Sovereign Gold Bond (SGB) Scheme 2022-23

December 16, 2022 5016 Views 0 comment Print

The Subscription of the Gold Bonds under this Scheme shall be open (Monday to Friday) on the dates specified above, provided that the Central Government may, with prior notice, close the Scheme at any time before the period specified above.

SEBI circular applicability on Principles of Financial Market Infrastructures to AMC Repo Clearing Limited

December 16, 2022 711 Views 0 comment Print

AMC Repo Clearing Limited was granted recognition as a Clearing Corporation for the purpose of clearing and settling transactions in repo and reverse repo in the debt securities that are dealt with or traded on a recognised stock exchange, which was notified vide Gazette notification dated January 24, 2022.

Framework for Orderly Winding Down of Critical Operations & Services of a Clearing Corporation

December 16, 2022 1389 Views 0 comment Print

In this regard, it has been decided that Clearing Corporations (CCs) shall have a policy framework for orderly winding down of their critical operations and services

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