Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI has issued a new Master Circular for Registrars to an Issue and Share Transfer Agents (RTAs), consolidating previous guidelines and superseding older circulars for clarity.
SEBI’s new circular, effective April 1, 2025, outlines the regulatory framework for Specialised Investment Funds (SIFs). This includes eligibility, branding, investment strategies, minimum thresholds, risk management, and disclosure requirements for enhanced investor protection and market transparency.
SEBI releases a consultation paper on guidelines for responsible AI/ML use in Indian securities markets, aiming to manage risks and optimize benefits. Public comments are invited.
A consultation paper seeks public comments on proposals to permit client code modification for ETF Market Makers and certain institutional and non-institutional clients, without penalty, under specific conditions.
SEBI mandates automated trading window closure for immediate relatives of designated persons ahead of financial results, per new circular and FAQs.
SEBI clarifies that for takeover regulations, the acquisition date for shares is when the purchase order is placed, not when shares are credited to the demat account.
SEBI’s 210th Board meeting on June 18, 2025, approved regulatory amendments to simplify public issues, mandate dematerialization, streamline QIPs, ease PSU delisting, and enhance operations for AIFs, REITs, InvITs, Merchant Bankers, and Debenture Trustees.
SEBI updates Master Circular for stock brokers, rescinds earlier directions, and consolidates all guidelines issued till June 10, 2025. Effective immediately.
SEBI issues consultation paper proposing mandatory half-yearly disclosures for Securitised Debt Instruments (SDIs) to enhance transparency and align with RBI norms. Public comments open until July 7, 2025.
SEBI’s new UPI framework ensures secure payments by mandating verified IDs with trust marks for intermediaries. Learn about key changes and their impact on investors.
