Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
SEBI provided informal guidance to Equitymaster, confirming the ₹1,51,000 per annum fee cap for Research Analysts applies to all individual/HUF clients from January 8, 2025. RAs had until June 30, 2025, to comply and must refund any advance fee collected for periods exceeding one year.
SEBI amends rules for large issuers, allowing lower minimum public offers and extended timelines to meet public shareholding norms.
SEBI proposes revised framework for broker trading glitches, excluding small brokers, redefining glitches, easing reporting, and rationalizing penalties.
SEBI has proposed a “SWAGAT-FI” framework to simplify onboarding and compliance for verified foreign investors, including single registration and extended KYC.
SEBI proposes AI-only AIF schemes and relaxations for Large Value Funds, lowering investment limits and easing compliance for accredited investors.
SEBI launches a new website, Indiamarketaccess.in, to provide a consolidated information hub for Foreign Portfolio Investors navigating India’s markets.
SEBI has amended FPI regulations to allow resident Indians to participate more in IFSC-based FPIs. Changes include new rules for retail schemes and increased contribution limits.
SEBI is amending regulations to widen the definition of ‘Strategic Investor’ for InvITs and REITs, aiming to attract a broader base of institutional investors.
SEBI is considering opening new local offices in state capitals to enhance regulatory oversight, investor education, and market intelligence across India.
SEBI’s new proposals mandate two Executive Directors for critical MII functions, define management roles, and restrict external directorships to strengthen governance.
