Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
Understand audit trail requirements under various laws in India, including the Companies Act, Income Tax, GST, and SEBI regulations, with an example of P2P process.
SEBI clarifies that compliance officers in listed firms must be placed one level below MD or Whole-time Directors, per LODR Regulation 6(1) amendment.
SEBI issues guidance on Compliance Officer position under LODR Regulations, clarifying hierarchical level requirements for listed entities.
SEBI introduces DNVS for verifying document authenticity using outward numbers and OTP, enhancing transparency. Access verification via SEBI website.
SEBI increases advance fee limit for Investment Advisers and Research Analysts to one year for specific clients, effective immediately.
An analysis of SEBI’s 2011 takeover regulations, their role in protecting minority shareholders, preventing hostile takeovers, and ensuring market transparency.
SEBI provides interpretive guidance on Takeover Regulations, exempting share acquisition via amalgamation from open offer obligations.
SEBI updates InvIT regulations in 2025, revising director vacancy rules, trustee responsibilities, unit transfer conditions, and investment guidelines.
SEBI clarifies the ‘level’ of Compliance Officers in listed entities, specifying their position relative to the board, MD, or CEO, as per LODR regulations.
SEBI extends the timeline for algo trading implementation standards to May 1, 2025, and circular applicability to August 1, 2025.
