SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...
SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...
SEBI : Discover how SEBI's reforms enhance transparency in Alternative Investment Funds (AIFs), promoting investor trust, market integrit...
SEBI : Learn about inter se transfer of shares & exemptions from public offer under Takeover Code. Understand SEBI (SAST) Regulations & r...
SEBI : Learn about the dematerialization of securities, its process, and the role of RTAs in streamlining share trading and ownership. Es...
SEBI : Explore the final recommendations of the Expert Committee on ICDR and LODR regulations for easing business processes and harmoniza...
SEBI : SEBI seeks public input on mandatory disclosure of Risk Adjusted Return by Mutual Funds to aid investors in making informed decisi...
SEBI : Explore SEBI proposal to update stock derivatives eligibility criteria for market integrity. Analysis of evolving market dynamics ...
SEBI : Participate in SEBI consultation on greater flexibility for Mutual Funds in Credit Default Swaps (CDS). Understand the proposed gu...
SEBI : Review of SEBI's BSDA facility aims to boost financial inclusion and ease investing by revising eligibility, AMC, and services for...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : Explore the SEBI notification on Stock Brokers Amendment Regulations 2024. Understand the new institutional mechanisms for fraud d...
SEBI : Explore SEBI's latest circular allowing NRIs, OCIs, and RIs to participate in FPIs based in IFSCs, detailing regulations, eligibil...
SEBI : SEBI's 206th Board Meeting in Mumbai approved key measures including delisting flexibility, FPIs disclosure framework, and cyberse...
SEBI : SEBI introduces updated guidelines for Basic Services Demat Accounts (BSDA) to enhance financial inclusion and ease of investing. ...
SEBI : Explore SEBIs latest Master Circular for Mutual Funds 2024, detailing regulatory guidelines and compliance requirements for stakeh...
SEBI allows units of Equity Exchange Traded Funds (Equity ETFs) categorized as Group-I security as per provisions of SEBI Circular MRD/DoP/SE/Cir-07/2005 dated February 23, 2005 as an eligible security for MTF as well as an eligible collateral under MTF.
Obligations arising out of cash segment settlement and physical settlement of F&O segment, upon expiry of stock derivatives, shall be settled on net basis as against current approach of settling such obligations separately.
In order to bring about clarity and standardization in the process of issuance and listing of such securities, on private placement basis, a list of the steps involved, pre-listing and post-listing, and relevant timelines have been detailed, both through Electronic Book Provider (EBP) platform and otherwise.
Mutual fund scheme shall not invest more than 10% of its NAV in debt instruments, issued by a single issuer, comprising money market securities and non-money market securities rated investment grade or above by a Credit Rating Agency (CRA).
In case the incumbent is a registered stock broker, clearing member, depository participant, in addition to the above, it shall obtain approval /NOC from all the stock exchanges/clearing corporations/depositories, where the incumbent is a member/depository participant and submit self-attested copy of the same to SEBI.
The payment of dividend to the unitholders shall be made within seven working days from the record date. The transfer of redemption or repurchase proceeds to the unitholders shall be made within three working days from the date of redemption or repurchase.
Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/DoP/P/CIR/2022/162 Dated November 25, 2022 To, All Depositories All recognized Stock Exchanges and Clearing Corporations Madam / Sir, Sub: Extension of timelines for implementation of SEBI circulars SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 and SEBI/HO/MIRSD/ DoP/P/CIR/2022/119 1. SEBI had issued circular SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 dated October 06, 2022 on “Execution of ‘Demat Debit and Pledge […]
Rapid technological developments have increased the ease of electronic trading in securities markets. Technology related interruptions and glitches (technical glitches) and their impact on the investors’ opportunity to trade constitutes major technology related risk.
Disclosures and compliance requirements for Issuance and Listing of Municipal Debt Securities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015, which fall within the definition of green debt security
It is observed that information on OTC trades in listed Non-convertible Securities provided to the Stock Exchange(s) by the investors is incomplete and/ or inaccurate.
