Follow Us :

SEBI notifications

Latest Articles


Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 378 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 333 Views 0 comment Print

SEBI Introduced greater transparency in AIF space

SEBI : Discover how SEBI's reforms enhance transparency in Alternative Investment Funds (AIFs), promoting investor trust, market integrit...

June 9, 2024 459 Views 0 comment Print

Inter se transfer of shares-Exemption from public offer under Takeover Code

SEBI : Learn about inter se transfer of shares & exemptions from public offer under Takeover Code. Understand SEBI (SAST) Regulations & r...

June 6, 2024 675 Views 1 comment Print

Dematerialization of Securities: Process and Liaisoning with RTA

SEBI : Learn about the dematerialization of securities, its process, and the role of RTAs in streamlining share trading and ownership. Es...

June 4, 2024 732 Views 0 comment Print


Latest News


Consultation Paper on Interim Recommendations for Harmonizing ICDR & LODR Regulations

SEBI : Explore the final recommendations of the Expert Committee on ICDR and LODR regulations for easing business processes and harmoniza...

June 29, 2024 915 Views 0 comment Print

SEBI Consultation Paper on disclosure of Risk Adjusted Return by Mutual Funds

SEBI : SEBI seeks public input on mandatory disclosure of Risk Adjusted Return by Mutual Funds to aid investors in making informed decisi...

June 29, 2024 72 Views 0 comment Print

SEBI’s Consultation paper on Review of Eligibility Criteria of Stock Derivatives in line with market growth

SEBI : Explore SEBI proposal to update stock derivatives eligibility criteria for market integrity. Analysis of evolving market dynamics ...

June 9, 2024 396 Views 0 comment Print

Consultation Paper on Flexibility in Participation by Mutual Funds in Credit Default Swaps

SEBI : Participate in SEBI consultation on greater flexibility for Mutual Funds in Credit Default Swaps (CDS). Understand the proposed gu...

June 7, 2024 282 Views 0 comment Print

SEBI draft Circular on Review of Facility for Basic Services Demat Account

SEBI : Review of SEBI's BSDA facility aims to boost financial inclusion and ease investing by revising eligibility, AMC, and services for...

June 5, 2024 432 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2622 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 765 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2616 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2823 Views 0 comment Print


Latest Notifications


SEBI (Stock Brokers) (Amendment) Regulations, 2024

SEBI : Explore the SEBI notification on Stock Brokers Amendment Regulations 2024. Understand the new institutional mechanisms for fraud d...

June 30, 2024 48 Views 0 comment Print

SEBI Circular on Participation of NRIs, OCIs & RIs in SEBI-registered FPIs in IFSCs

SEBI : Explore SEBI's latest circular allowing NRIs, OCIs, and RIs to participate in FPIs based in IFSCs, detailing regulations, eligibil...

June 29, 2024 45 Views 0 comment Print

SEBI Board Meeting: Delisting flexibility, FPIs disclosure framework & cybersecurity guidelines

SEBI : SEBI's 206th Board Meeting in Mumbai approved key measures including delisting flexibility, FPIs disclosure framework, and cyberse...

June 29, 2024 90 Views 0 comment Print

SEBI Circular: BSDA Facility for Financial Inclusion & Ease of Investing

SEBI : SEBI introduces updated guidelines for Basic Services Demat Accounts (BSDA) to enhance financial inclusion and ease of investing. ...

June 29, 2024 87 Views 0 comment Print

SEBI Master Circular for Mutual Funds

SEBI : Explore SEBIs latest Master Circular for Mutual Funds 2024, detailing regulatory guidelines and compliance requirements for stakeh...

June 29, 2024 159 Views 0 comment Print


Framework for Orderly Winding Down of Critical Operations & Services of a Clearing Corporation

December 16, 2022 846 Views 0 comment Print

In this regard, it has been decided that Clearing Corporations (CCs) shall have a policy framework for orderly winding down of their critical operations and services

Filing of Equity announcements & Financial Results to be made available on NEAPS platform

December 15, 2022 2421 Views 0 comment Print

It has been decided by the Exchange that filings for the Equity Announcements and Financial Results will be made available only on NEAPS portal with effect from December 17, 2022.

SEBI guideline on corporate governance provisions applicability – Regulation 15(2) of LODR Regulations

December 14, 2022 14976 Views 0 comment Print

Upon plain reading of regulation 15(2) of the LODR Regulations, the compliance with the corporate governance provisions shall not apply, upon fulfilment of two conditions namely – (a) a listed entity having paid up equity share capital not exceeding rupees ten crore; and (b) net worth not exceeding rupees twenty-five crore, as on the last […]

Applicability of Corporate governance provisions of LODR Regulations to listed entity

December 13, 2022 17793 Views 0 comment Print

Corporate governance provisions of LODR Regulations are not applicable to a listed entity only if the paid-up equity share capital and net-worth are less than ₹10 crore and ₹25 crore, respectively.

Guidance note on inclusion of “Object of issue” in case of Preferential issues

December 13, 2022 2844 Views 0 comment Print

Guidance note on inclusion of Object of the issue in case of Preferential issues (in the Explanatory statement to the notice to the shareholders) and in Qualified Institutions Placement (QIP) (in the preliminary and final placement document) under Chapter V and VI of SEBI (ICDR) Regulations, 2018, respectively.

Foreign investment in Alternative Investment Funds (AIFs)

December 9, 2022 1251 Views 0 comment Print

Foreign investor of the AIF is a resident of the country whose securities market regulator is a signatory to the International Organization of Securities Commission’s Multilateral Memorandum of Understanding (Appendix A Signatory) or a signatory to the bilateral Memorandum of Understanding with SEBI.

Scheme(s) of Arrangement by entities who listed their NCDs/ NCRPS (‘debt listed entities’)

December 9, 2022 627 Views 0 comment Print

In this regard, it is clarified that the provisions of the aforementioned circular shall not apply to a Scheme of Arrangement which solely provides for an arrangement between a debt listed entity and its unlisted wholly owned subsidiary.

SEBI (Procedure For Board Meetings) (Amendment) Regulations, 2022

December 9, 2022 1734 Views 0 comment Print

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 9th December, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR BOARD MEETINGS) (AMENDMENT) REGULATIONS, 2022 No. SEBI/LAD-NRO/GN/2022/110.—In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations […]

SEBI (Listing Obligations and Disclosure Requirements) (Seventh Amendment) Regulations, 2022

December 5, 2022 3801 Views 0 comment Print

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th December, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUI REM ENTS) (SEVENTH AM ENDM ENT) REGULATIONS, 2022 No. SEBI/LAD-NRO/GN/2022/109.—In exercise of the powers conferred by section 11, sub­section (2) of section 1 1A and section 30 of the Securities and Exchange […]

Extension of timeline for implementation of Standardized industry classification by CRAs

December 1, 2022 537 Views 0 comment Print

Representation has been received from CRAs requesting for extension of the date of applicability of the standardized industry classification. In view of representation received from CRAs, it has been decided to extend the date of applicability of the standardized industry classification till December 15, 2022.

Search Post by Date
June 2024
M T W T F S S
 12
3456789
10111213141516
17181920212223
24252627282930