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Aligning ESG Compliance With SDGS: Addressing The Lacunae

SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...

July 9, 2024 510 Views 0 comment Print

Reduction in Denomination of Debt Securities & NCRPS by SEBI

SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...

July 9, 2024 264 Views 0 comment Print

Save the Brokers: SEBI’s Transparent Pricing Circular a Regulatory Risk

SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...

July 3, 2024 492 Views 0 comment Print

Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 519 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 462 Views 0 comment Print


Latest News


SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings

SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...

July 16, 2024 123 Views 0 comment Print

SEBI Consultation Paper on Introduction of New Asset Class/ Product Category

SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...

July 16, 2024 144 Views 0 comment Print

SEBI Invites Feedback on InvITs and REITs Amendments

SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...

July 9, 2024 150 Views 0 comment Print

Draft Circular on Interest Income Treatment by Clearing Corporations on Cash Collaterals

SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...

July 6, 2024 279 Views 0 comment Print

SEBI Consultation Paper on MF Lite Regulations for Passively Managed Mutual Funds

SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...

July 1, 2024 180 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2640 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 771 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2625 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2826 Views 0 comment Print


Latest Notifications


SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...

July 13, 2024 420 Views 0 comment Print

BSE Recognized as RAASB and IAASB by SEBI

SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...

July 13, 2024 252 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...

July 13, 2024 168 Views 0 comment Print

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2024

SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...

July 13, 2024 351 Views 0 comment Print

SEBI Master Circular on Surveillance of Securities Market- July 2024

SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...

July 9, 2024 342 Views 0 comment Print


Discussion Paper on ‘Usage of pool accounts in Mutual Fund Transactions’

December 24, 2019 2757 Views 0 comment Print

i. Pooling of funds/units by Stock Brokers, MFDs, IAs and other platforms may be discontinued for Mutual Fund Transactions. For implementation of the same, following may be ensured:

Stewardship Code mandatory for Mutual Funds & AIFs wef 01.04.2020

December 24, 2019 651 Views 0 comment Print

It has now been decided that all Mutual Funds and all categories of AIFs shall mandatorily follow the Stewardship Code, in relation to their investment in listed equities. The Stewardship Code shall come into effect from the Financial Year beginning April 01, 2020.

Framework for listing of Commercial Paper-Amendments

December 24, 2019 2229 Views 0 comment Print

However, if an issuer is required to prepare financial results for the purpose of consolidated financial results of its parent company in terms of Regulation 33 of SEBI LODR Regulations, such issuers shall submit financial results in terms of para 1.1 above or shall submit quarterly financial results that have been prepared for the purpose of consolidation of their parent company.

Process for Investments in Mutual Fund in the name of a Minor

December 24, 2019 1278 Views 0 comment Print

Process for Investments made in the name of a Minor through a Guardian- Payment for investment by means of Cheque, Demand Draft or any other mode shall be accepted from the bank account of the minor or from a joint account of the minor with the guardian only. For existing folios, the AMCs shall insist upon a Change of Pay-out Bank mandate before redemption is processed.

SEBI notifies Statement of Deviation / Variation in utilisation of funds raised

December 24, 2019 8892 Views 0 comment Print

A listed entity is, inter alia, required to submit to the stock exchange, a statement of deviation or variation, pursuant to review by the audit committee, on a quarterly basis for public issue, rights issue, preferential issue etc. indicating, > deviations, if any, in the use of proceeds of public issue, rights issue, preferential issue etc. and > the category wise variation between projected utilisation of funds and the actual utilisation of funds.

Informant policy related to insider trading laws wef 26.12.2019

December 24, 2019 633 Views 0 comment Print

Office of Informant Protection (‘OIP’): OIP has been established by SEBI as an independent office for receiving and processing Voluntarily Information Disclosure Form(s) (VID Form).

Guidelines for filing of placement memorandum – InvITs proposed to be listed

December 24, 2019 1131 Views 0 comment Print

The following clarification is issued to the InvITs which are issuing units on private placement basis that are proposed to be listed: a. InvITs, wherein units are issued by way of private placement and which are proposed to be listed, shall file a draft placement memorandum with the Board and stock exchange(s) through a merchant banker registered with the Board not less than thirty days prior to opening of the issue.

SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2019

December 19, 2019 1017 Views 0 comment Print

These regulations may be called the Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2019. These regulations shall come into force on the date of their publication in the Official Gazette.

Management and advisory services by AMCs to Foreign Portfolio Investors

December 16, 2019 702 Views 0 comment Print

i. AMCs may provide management and advisory services in terms of Regulation 24(b) of MF Regulations to FPIs falling under the following categories of FPIs as specified in FPI Regulations: a. Government and Government related investors such as central banks, sovereign wealth funds, international or multilateral organizations or agencies including entities controlled or at least 75% directly or indirectly owned by such Government and Government related investor(s);

SEBI may not take action on anonymous or unverifiable complaints

December 11, 2019 585 Views 0 comment Print

SEBI gives utmost importance to all complaints either received anonymous or otherwise and takes necessary action after verifying the contents. However, SEBI may not be able to handle complaints which are anonymous and not specific or substantiated or verifiable.

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