SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...
SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...
SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...
SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...
SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...
SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...
SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...
SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...
SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...
SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...
SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...
SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...
SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...
SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...
The Exchanges may now determine the manner of adjustment in derivative contracts at the time of corporate actions in conformity with the following principles.
Derivative contracts on a new stock index shall be permitted if the stocks contributing 90% weightage in the index are individually eligible for derivative trading as per the eligibility criteria. This requirement shall be applied only at the time of introduction of derivative contract on new indices.
The information submitted to SEBI at the time of registration/renewal application, shall be full and complete in all respects, otherwise it may delay processing of the registration/renewal application.
All entities desirous to be registered as Underwriters and all registered Underwriters desirous of renewing their registration as Underwriter, are required to furnish all the information as specified in ‘Additional Information.
1. The Securities and Exchange Board of India (Underwriters) Regulations, 1993, the Principal Regulations were published in the Gazette of India on October 8, 1993 vide No. LE/10(E). 2. The Securities and Exchange Board of India (Underwriters) Regulations, 1993 was subsequently amended
This has reference to the circulars issued by SEBI for reporting of FIIs trades/ investments in equity as well as debt through the local custodians by submission of floppies as well as hard copy.
The mutual funds shall report the compliance of above requirements in the periodical meetings of the Boards of AMCs and trustees and they shall report the compliance in their quarterly and half-yearly reports submitted to SEBI.
in its endeavor, to make processing of application for registration/renewal simpler, speedier and effective, has reviewed the existing procedure in consultation with Registrar Association of India (RAIN).
As you are aware, RBI has issued guidelines vide their circular No.P.D.O.SGL.CIRR/1945/2002-2003 dated November 1, 2002 to all SGL account holders regarding reconciliation procedure for Government Securities. In order to make the transactions in Government Securities transparent without any scope of misuse,
As per the information provided by the Depositories 117 more companies have established connectivity with both the depositories. Out of these 83 companies as given in Annexure ‘A’ (Serial No. 01 to 83) have established connectivity with both the depositories on or before July 31, 2002.