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In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the regulations to amend the Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996, namely:-
This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with Section 10 of the Securities Contracts (Regulation) Act 1956,
Stock Exchanges are directed to implement the above requirement with immediate effect and take necessary disciplinary action wherever such facility is being misused by any member.
SEBI, vide its circular dated February 21, 2000, specified principles of corporate governance and introduced a new clause 49 in the Listing agreement of the Stock Exchanges.
The stock exchanges are advised to communicate to SEBI immediately, the steps taken by them in this regard as well as in the Monthly Development Report commencing from the month of August 2003.
Stipendiary Ombudsman” means a person appointed under regulation 9 for the purpose of acting as ombudsman in respect of a specific matter or matters in a specific territorial jurisdiction and for which he may be paid such expenses, honorarium or sitting fees as may be determined by the Board from time to time.
In exercise of the powers conferred by sections 11 and 1 1A read with sections 19 and 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the regulations
.Please refer to the deliberations during the meeting held on August 5, 2003, when apprehensions were raised stating, inter-alia, that some of the brokers/sub-brokers are using un-authorised software which is not in the interest of the securities market.
The SEBI Board, after considering the recommendations of the Committees and public comments thereon, has approved certain modifications to be incorporated in the captioned Guidelines.
These instructions are issued under Regulation 20 of SEBI (Foreign Institutional Investors) Regulations, 1995 and shall come in force with effect from the second fortnight of August 2003. The enclosed revised reporting format supercedes the previous reporting format prescribed vide our circular no. FITTC/CUST/14/2001 dated October 3, 2001.
