SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...
SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...
SEBI : Discover how SEBI's reforms enhance transparency in Alternative Investment Funds (AIFs), promoting investor trust, market integrit...
SEBI : Learn about inter se transfer of shares & exemptions from public offer under Takeover Code. Understand SEBI (SAST) Regulations & r...
SEBI : Learn about the dematerialization of securities, its process, and the role of RTAs in streamlining share trading and ownership. Es...
SEBI : Explore the final recommendations of the Expert Committee on ICDR and LODR regulations for easing business processes and harmoniza...
SEBI : SEBI seeks public input on mandatory disclosure of Risk Adjusted Return by Mutual Funds to aid investors in making informed decisi...
SEBI : Explore SEBI proposal to update stock derivatives eligibility criteria for market integrity. Analysis of evolving market dynamics ...
SEBI : Participate in SEBI consultation on greater flexibility for Mutual Funds in Credit Default Swaps (CDS). Understand the proposed gu...
SEBI : Review of SEBI's BSDA facility aims to boost financial inclusion and ease investing by revising eligibility, AMC, and services for...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : Explore the SEBI notification on Stock Brokers Amendment Regulations 2024. Understand the new institutional mechanisms for fraud d...
SEBI : Explore SEBI's latest circular allowing NRIs, OCIs, and RIs to participate in FPIs based in IFSCs, detailing regulations, eligibil...
SEBI : SEBI's 206th Board Meeting in Mumbai approved key measures including delisting flexibility, FPIs disclosure framework, and cyberse...
SEBI : SEBI introduces updated guidelines for Basic Services Demat Accounts (BSDA) to enhance financial inclusion and ease of investing. ...
SEBI : Explore SEBIs latest Master Circular for Mutual Funds 2024, detailing regulatory guidelines and compliance requirements for stakeh...
Understand SEBI’s new circular facilitating reversal of erroneous transfers in demat accounts. Learn about the exemption from OTP and committee-based decision process.
SEBI mandates Foreign Portfolio Investors (FPIs) to conduct 10% of their secondary market trades in Corporate Bonds through the RFQ platform from October 2023. Read the circular for details.
Learn about SEBI’s Industry Standards Forum, aimed at enhancing regulatory implementation through collaboration with ASSOCHAM, CII and FICCI.
Under the new guidelines, AIFs and VCFs now have a reduced time limit of four months to utilize the allocated investment limits effectively. If the approved funds remain unutilized within the stipulated period, SEBI can reallocate these limits to other applicant AIFs/VCFs.
“SEBI releases amendments to the July 2023 circular on online resolution of disputes in the Indian securities market. The revisions offer enhanced clarity and corrections based on received feedback.
SEBI issues a new Master Circular for Commodity Derivatives Segment. Comprehensive information regarding the market and its regulations updated till March 2023.
Understanding the Supreme Court’s direction for the repayment of the Sahara Group’s investors from the Sahara-SEBI fund, the procedure, and its implications
Updated framework on Offer for Sale (OFS) of units of REITs and InvITs by SEBI. Enhancements affect private listed InvITs, effective immediately.
SEBI issues Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/133 on the audit of firm-level performance data for Portfolio Managers. Read about the standard Terms of Reference and submission requirements
Read SEBI’s circular (Aug 2023) on trading preferences for commodity derivatives. Learn about the format for clients & stock brokers, and opting-out facility.
