SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...
SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...
SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...
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SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...
SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...
SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...
SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...
SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...
SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...
SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...
SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...
SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...
SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th January, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2020 No. SEBI/ LAD-NRO/GN/2020/02. ─ In exercise of the powers conferred by section 11, sub-section (2) […]
Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC)- 1. Applicability of SEBI (Investment Advisers) Regulations, 2013 (‘Investment Adviser Regulations’) The applicability of these operating guidelines is subject to such conditions that may be prescribed by the Board, Reserve Bank of India and other appropriate authority from time to time.
For the Annual System Audit, the following broad areas shall be considered in order to ensure that the audit is comprehensive and effective: a. The Audit shall be conducted according to the Norms, Terms of Reference (TOR) and Guidelines issued by SEBI.
Understanding Provisions w.r.t, dealing of securities by promoters in the light of SEBI (Prohibition of Insider Trading Regulation) 2015 The objective of the SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) is to prevent Insider Trading by prohibiting trading, communicating, counseling or procuring Unpublished Price Sensitive Information. Insider trading is an unethical practice by […]
In order to further strengthen the rating process of the CRAs with regard to ‘Issuer not cooperating’ (INC) ratings, following directions are being issued: a. If an issuer has all the outstanding ratings as non-cooperative for more than 6 months, then the CRA shall downgrade the rating assigned to the instrument of such issuer to non-investment grade with INC status. If non-cooperation by the issuer continues for further six months from the date of downgrade to non-investment grade, no CRA shall assign any new ratings to such issuer until the issuer resumes cooperation or the rating is withdrawn.
SEBI amends provisions of guidelines pertaining to Core Settlement Guarantee Fund and Default Waterfall for Clearing Corporations- It amends clauses related to Further Contribution to/ Recoupment of Core SGF and Capped additional contribution by non-defaulting members of the segment. Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2020/01 Dated: January 03, 2020 Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2020/01 January […]
1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette.
Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 (IA Regulations) provides for code of conduct to be followed by IAs. In order to further strengthen the conduct of IAs, while providing investment advice and to protect the interest of investors seeking their advice, the IAs shall comply with the following:
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2019 comes into effect from 26th December, 2019.
SEBI notifies Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Sixth Amendment) Regulations, 2019 vide Notification No. SEBI/LAD-NRO/GN/2019/47 dated 26th December, 2019. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th December, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (SIXTH AMENDMENT) REGULATIONS, 2019 No. […]