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Regulations

Latest Posts in Regulations

Company may permit empaneled stock brokers to fund ESOP

July 20, 2020 2349 Views 0 comment Print

As per Regulation 9(2) of the SEBI (Share Based Employee Benefits) Regulations, 2014 (SBEB Regulations)  the company may permit the empaneled stock brokers to fund the payment of exercise price which shall be adjusted against the sale proceeds of some or all the shares, subject to the provisions of the applicable law or regulations. Thus, […]

SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2016

July 8, 2016 1192 Views 0 comment Print

A foreign portfolio investor shall ensure that any transfer of offshore derivative instruments issued by or on behalf of it, is made subject to the following conditions: (a) such offshore derivative instruments are transferred to persons subject to fulfilment of sub-regulation (1); and (b) prior consent of the foreign portfolio investor is obtained for such transfer,except when the persons to whom the offshore derivative instruments are to be transferred to are pre-approved by the foreign portfolio investor.

SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2016

July 8, 2016 4447 Views 0 comment Print

43A. (1) The top five hundred listed entities based on market capitalization (calculated as on March 31 of every financial year) shall formulate a dividend distribution policy which shall be disclosed in their annual reports and on their websites. (2) The dividend distribution policy shall include the following parameters:

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2016

March 7, 2016 1147 Views 0 comment Print

In exercise of the powers conferred by section 31 of the Securities Contracts (Regulation) Act, 1956 read with sections 11 and 30 of the Securities and Exchange Board of India Act, 1992, the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012, namely:—

SEBI Depositories and Participants Second Amendment Regulations, 2016

March 7, 2016 1429 Views 0 comment Print

In exercise of the powers conferred by sections 11 and 30 of the Securities and Exchange Board of India Act, 1992 read with section 25 of the Depositories Act, 1996, the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996, namely:—

SEBI Substantial Acquisition of Shares & Takeovers Amendment Regulations, 2016

February 17, 2016 1997 Views 0 comment Print

In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 13(8) and section 27(2) of the Companies Act, 2013, the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, namely:-

SEBI circular on Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993

May 11, 2009 667 Views 0 comment Print

GENERAL MANAGER, INVESTMENT MANAGEMENT DEPARTMENT IMD/PMS/2/2009/11/05, May 11, 2009 All Registered Portfolio Managers Dear Sirs, Sub: Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993. In consideration of the requests received from portfolio managers, SEBI, vide Circular No. IMD/CIR No.1/155740/2009 dated: February 27, 2009 had extended the deadline and permitted portfolio managers to comply with the requirements of sub-regulation(8) […]

New SEBI guideline on Substantial Acquisition of Shares and Takeovers

February 13, 2009 639 Views 0 comment Print

THE GAZETTE OF INDIA EXTRAORDINARY PART –III– SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, FEBRUARY 13, 2009 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION MUMBAI, the 13th February, 2009 Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2009   No. LAD/NRO/GN/2008-09/34/154082. In exercise of the powers conferred by […]

SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Markets) Regulations, 2003

July 17, 2003 1945 Views 0 comment Print

(1) These regulations may be called the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Markets) Regulations, 2003. (2) They shall come into force on the date of their publication in the Official Gazette.

Companies (Acceptance of Deposits) Rules, 1975

December 31, 1975 9561 Views 0 comment Print

Understand the Companies (Acceptance of Deposits) Rules, 1975, governing deposits. Learn about regulations, compliance, and key provisions for companies

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