SEBI adjudicates on JM Financial Mutual Fund’s NAV surge due to DHFL securities sale, uncover-ing unfair trade practices by key individuals violating SEBI regulations.
SEBI’s interim order investigates fraudulent activities in Unison Metals Limited stock tips, implicating key individuals. Detailed analysis reveals major violations.
ICAI reprimands CA Pawan Goel for not filing mandatory ADT-3 form post-resignation from Taproot Farms Pvt Ltd, citing procedural lapse.
An ICAI disciplinary committee removed a CA from the register for 90 days and fined him Rs. 20,000 for gross negligence and false declarations in incorporating 15 companies and LLPs with fabricated documents and dubious details.
ICAI Disciplinary Committee orders removal from register and fine for CA Rahul Chillal due to negligence in verifying company incorporation documents and registered offices.
ICAI suspends CA Pandia Rajan for 60 days and fines ₹20,000 for negligence in verifying registered offices during incorporation of six companies.
ICAI suspends CA Muni Kumar Gubiligari for 60 days for professional misconduct in certifying company documents without due verification.
IBBI suspends insolvency professional Rakesh Kumar Gupta for one year due to errors in creditor handling, delays and procedural violations under IBC.
MCA imposes a Rs. 16.80 lakh penalty on Hygosap Pharma for non-compliance with Section 89 of the Companies Act, 2013, detailing failures in beneficial interest declarations.
Pearce Services Global Pvt Ltd and its directors faces a penalty of Rs. 9,92,000 for failing to file E-Form BEN-2 under Section 90 of the Companies Act, 2013.
