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In view of the above, the cut-off date for the stock brokers to become Y2K compliant has been extended up to December 15, 1999. You are advised to invariably deactivate the trading terminals of those stock brokers, who are not Y2K compliant,
The stock exchange shall incorporate the above mentioned conditions in the Memorandum of Association/Articles of Association of the subsidiary/company.
Some of the companies, whose scrips were included in the above list, could not sign agreement and establish connectivity with both the depositories well on time or are in the process of doing so. The effective date for compulsory trading in dematerialized form for these scrips would be announced at a later date.
On receipt of registration fee, the Board shall grant a certificate in Form B, on such terms and conditions as are in the interest of investors and as may be specified by the Board.
“Necessary co-operation would be given to the credit rating agency (ies) in providing true and adequate information till the debt obligations in respect of the securities are outstanding.
SEBI has prescribed that every stock exchange has to submit a monthly development report containing developments during that month. In addition to this, stock exchanges are now advised to submit a report to SEBI immediately whenever a substantial number of trading terminal.
However, Part A of this Clarification shall not be applicable to those companies which have filed their prospectus with Registrar of Companies or Letter of Offer with Stock Exchanges on or before October 18, 1999. Unless otherwise modified by this clarification all the existing provisions of the Guidelines and the Clarifications issued by SEBI from time to time shall remain in force.
SEBI shall be monitoring the quality and promptness of submission of data. Custodians are advised to strictly adhere to the above deadline of 3.00 p.m. as SEBI shall be imposing penalty on defaulting custodians.
Securities and Exchange Board of India (Underwriters) Regulations, 1993, the principal regulation was published in the Gazette of India on October 8, 1993 vide No. LE/10/93. It was subsequently amended
The fee referred to in paragraph 2 shall be paid by the portfolio manager within 15 days from the date of receipt of intimation from the Board disposing of the application for renewal made under sub-regulation (1) of regulation 9.