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Aligning ESG Compliance With SDGS: Addressing The Lacunae

SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...

July 9, 2024 510 Views 0 comment Print

Reduction in Denomination of Debt Securities & NCRPS by SEBI

SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...

July 9, 2024 264 Views 0 comment Print

Save the Brokers: SEBI’s Transparent Pricing Circular a Regulatory Risk

SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...

July 3, 2024 492 Views 0 comment Print

Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 525 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 465 Views 0 comment Print


Latest News


SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings

SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...

July 16, 2024 129 Views 0 comment Print

SEBI Consultation Paper on Introduction of New Asset Class/ Product Category

SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...

July 16, 2024 150 Views 0 comment Print

SEBI Invites Feedback on InvITs and REITs Amendments

SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...

July 9, 2024 150 Views 0 comment Print

Draft Circular on Interest Income Treatment by Clearing Corporations on Cash Collaterals

SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...

July 6, 2024 279 Views 0 comment Print

SEBI Consultation Paper on MF Lite Regulations for Passively Managed Mutual Funds

SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...

July 1, 2024 180 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2640 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 771 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2625 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2829 Views 0 comment Print


Latest Notifications


SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...

July 13, 2024 429 Views 0 comment Print

BSE Recognized as RAASB and IAASB by SEBI

SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...

July 13, 2024 258 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...

July 13, 2024 171 Views 0 comment Print

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2024

SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...

July 13, 2024 354 Views 0 comment Print

SEBI Master Circular on Surveillance of Securities Market- July 2024

SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...

July 9, 2024 342 Views 0 comment Print


SEBI : President/Executive Director/Managing Director of all the Stock Exchanges/ NSDL/CDSL

February 1, 2001 277 Views 0 comment Print

The securities lying in the pool account beyond 6 calendar days would attract a penalty at the rate of 6 basis point per week on the value of securities.

SEBI : Corporatisation and Demutualisation of Stock Exchanges

January 30, 2001 5197 Views 0 comment Print

The exchanges are therefore advised to submit a scheme, together with changes in Rules, Bye-laws and Articles that would be required to implement the scheme, for approval to SEBI on the lines of the recommendations of the Justice Kania Group as approved by the SEBI Board, within six months from the date of this circular.

SEBI : Enforcement of Corporate Governance

January 22, 2001 340 Views 0 comment Print

SEBI had convened a meeting of the all the stock exchanges on January 17, 2001 to discuss various issues relating to secondary market including the compliance of the provisions of corporate governance. On the basis of discussion in the meeting,

SEBI : Disclosure of Stock Exchange Annual Accounts

January 22, 2001 415 Views 0 comment Print

Stock exchanges, clearing corporations and subsidiaries of the stock exchanges are advised to take immediate steps to comply with this directive.

SEBI : Intimation to brokers to permit their sub-brokers to start business only after receipt of sub-broker registration certificate from SEBI.

January 15, 2001 337 Views 0 comment Print

As per Section 12(1) of the SEBI Act, 1992 read with Rule 3 of Securities and Exchange Board of India (Stock Brokers and Sub-Brokers ) Rule 1992, no sub broker shall buy, sell, deal in securities, unless he holds a certificate granted by the Board under the Regulations.

SEBI : Trading and settlement of trades in dematerialised securities

January 5, 2001 598 Views 0 comment Print

In accordance with the aforementioned circulars dated May 29, 2000 and October 16, 2000, out of the 275 scrips required to establish connectivity with both the depositories by December 26, 2000, 116 companies have now established connectivity.

SEBI : Use of Digital Signature on Contract Notes

December 15, 2000 721 Views 0 comment Print

Pursuant to the discussions in the SMAC and provisions of the IT Act, it is clarified that the brokers are allowed to issue contract notes authenticated by means of digital signatures provided that the broker has obtained digital signature certificate from Certifying Authority under the IT Act, 2000.

SEBI : Vanishing Companies

December 13, 2000 736 Views 0 comment Print

share certificates, bonds & debentures and for non receipt of miscellaneous reports, shall continue to be made to SEBI Investors Grievance and Guidance Division at Head Office or respective Regional Office as given in Annexure II.

SEBI : Risk containment measures for Option on Indices

December 11, 2000 646 Views 0 comment Print

Initially the Exchanges shall introduce European style Index Options which shall be settled in cash. The risk containment measures described hereunder are only for premium style European option contracts.

SEBI : President/Executive Director/ Managing Director of all the Stock Exchanges

December 6, 2000 307 Views 0 comment Print

Pursuant to the recommendations made by the Secondary Market Advisory Committee of SEBI at its meeting held on November 28, 2000, the stock exchanges are directed to implement

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