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The securities lying in the pool account beyond 6 calendar days would attract a penalty at the rate of 6 basis point per week on the value of securities.
The exchanges are therefore advised to submit a scheme, together with changes in Rules, Bye-laws and Articles that would be required to implement the scheme, for approval to SEBI on the lines of the recommendations of the Justice Kania Group as approved by the SEBI Board, within six months from the date of this circular.
SEBI had convened a meeting of the all the stock exchanges on January 17, 2001 to discuss various issues relating to secondary market including the compliance of the provisions of corporate governance. On the basis of discussion in the meeting,
Stock exchanges, clearing corporations and subsidiaries of the stock exchanges are advised to take immediate steps to comply with this directive.
As per Section 12(1) of the SEBI Act, 1992 read with Rule 3 of Securities and Exchange Board of India (Stock Brokers and Sub-Brokers ) Rule 1992, no sub broker shall buy, sell, deal in securities, unless he holds a certificate granted by the Board under the Regulations.
In accordance with the aforementioned circulars dated May 29, 2000 and October 16, 2000, out of the 275 scrips required to establish connectivity with both the depositories by December 26, 2000, 116 companies have now established connectivity.
Pursuant to the discussions in the SMAC and provisions of the IT Act, it is clarified that the brokers are allowed to issue contract notes authenticated by means of digital signatures provided that the broker has obtained digital signature certificate from Certifying Authority under the IT Act, 2000.
share certificates, bonds & debentures and for non receipt of miscellaneous reports, shall continue to be made to SEBI Investors Grievance and Guidance Division at Head Office or respective Regional Office as given in Annexure II.
Initially the Exchanges shall introduce European style Index Options which shall be settled in cash. The risk containment measures described hereunder are only for premium style European option contracts.
Pursuant to the recommendations made by the Secondary Market Advisory Committee of SEBI at its meeting held on November 28, 2000, the stock exchanges are directed to implement