Sponsored
    Follow Us:

SEBI notifications

Latest Articles


Aligning ESG Compliance With SDGS: Addressing The Lacunae

SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...

July 9, 2024 510 Views 0 comment Print

Reduction in Denomination of Debt Securities & NCRPS by SEBI

SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...

July 9, 2024 264 Views 0 comment Print

Save the Brokers: SEBI’s Transparent Pricing Circular a Regulatory Risk

SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...

July 3, 2024 492 Views 0 comment Print

Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 519 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 462 Views 0 comment Print


Latest News


SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings

SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...

July 16, 2024 126 Views 0 comment Print

SEBI Consultation Paper on Introduction of New Asset Class/ Product Category

SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...

July 16, 2024 144 Views 0 comment Print

SEBI Invites Feedback on InvITs and REITs Amendments

SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...

July 9, 2024 150 Views 0 comment Print

Draft Circular on Interest Income Treatment by Clearing Corporations on Cash Collaterals

SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...

July 6, 2024 279 Views 0 comment Print

SEBI Consultation Paper on MF Lite Regulations for Passively Managed Mutual Funds

SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...

July 1, 2024 180 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2640 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 771 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2625 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2829 Views 0 comment Print


Latest Notifications


SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...

July 13, 2024 420 Views 0 comment Print

BSE Recognized as RAASB and IAASB by SEBI

SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...

July 13, 2024 255 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...

July 13, 2024 168 Views 0 comment Print

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2024

SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...

July 13, 2024 351 Views 0 comment Print

SEBI Master Circular on Surveillance of Securities Market- July 2024

SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...

July 9, 2024 342 Views 0 comment Print


SEBI (Employees’ Service) (Amendment) Regulations, 2016

November 30, 2016 970 Views 0 comment Print

1. These regulations may be called the Securities and Exchange Board of India (Employees’ Service) (Amendment) Regulations, 2016. n2. They shall come into force on the date of their publication in the Official Gazette.

Continuous disclosures and compliances by InvITs

November 29, 2016 3949 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) Regulations, 2014 prescribe disclosures to be made by an InvIT to the Stock Exchange(s) where its units are listed. The said disclosures, inter-alia, include disclosures for financial as well as non-financial information.

Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC)

November 28, 2016 955 Views 0 comment Print

Pursuant to announcement in the Union Budget 2015-16 on Gujarat International Finance Tec-City (GIFT), SEBI (International Financial Services Centre) Guidelines, 2015 (‘IFSC Guidelines’) were issued on March 27, 2015 for facilitating and regulating financial services relating to securities market in an IFSC set up under section 18(1) of Special Economic Zones Act, 2005.

Amendment to SEBI (Alternative Investment Funds) Regulations, 2012 regarding Angel Funds

November 23, 2016 958 Views 0 comment Print

i) The upper limit for number of angel investors in a scheme is increased from forty nine to two hundred. ii) The definition of start-up for Angel Funds investments be similar to definition of DIPP as given in their start-up policy. Accordingly, Angel Funds will be allowed to invest in start-ups incorporated within five years, which was earlier 3 years.

Investment/trading in securities by employees of AMC(s) and Trustees of Mutual Funds

November 17, 2016 1399 Views 0 comment Print

A. Please refer to SEBI circulars dated May 08, 2001, June 20, 2002, July 11, 2003, December 15, 2009 and May 22, 2014, on the captioned subject. With an objective to bring about alignment of these SEBI circulars providing guidelines for Investment/Trading in Securities by employees of AMC(s) and Trustees with the principles laid down in SEBI (Prohibition of Insider Trading) Regulations, 2015

Review of requirement for copy of PAN Card to open accounts of FPIs

November 17, 2016 2356 Views 0 comment Print

Based on representations received from stakeholders and to further ease the PAN verification process at the time of account opening of FPIs, it is decided that the intermediaries can verify the PAN of FPIs online from website authorised by Income Tax department at the time of account-opening for FPIs.

Day count convention for debt securities issued under SEBI Listing Regulations, 2008

November 11, 2016 3619 Views 0 comment Print

Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

Upload existing clients’ KYC details with CKYCR: SEBI

November 10, 2016 1906 Views 0 comment Print

Mutual funds and Intermediaries other than mutual funds may follow the following time lines in respect of uploading KYC data of the existing individual clients with CKYCR.

Circular on Enhanced Standards for Credit Rating Agencies

November 1, 2016 1960 Views 0 comment Print

Circular covers following- 1. Formulation of Rating Criteria and rating processes and public disclosure of the same.2. Accountability of Rating Analysts

Exit Order In Respect Of Bombay Commodity Exchange Limited

November 1, 2016 547 Views 0 comment Print

Whole Time Member, SEBI has passed an Order on Oct 28, 2016 providing the exit to Bombay Commodity Exchange Limited (BCEL). BCEL is the first commodity derivatives exchange / deemed stock exchange to exit after merger of Forward Markets Commission with SEBI.

Sponsored
Search Post by Date
July 2024
M T W T F S S
1234567
891011121314
15161718192021
22232425262728
293031