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Aligning ESG Compliance With SDGS: Addressing The Lacunae

SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...

July 9, 2024 510 Views 0 comment Print

Reduction in Denomination of Debt Securities & NCRPS by SEBI

SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...

July 9, 2024 264 Views 0 comment Print

Save the Brokers: SEBI’s Transparent Pricing Circular a Regulatory Risk

SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...

July 3, 2024 492 Views 0 comment Print

Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 519 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 462 Views 0 comment Print


Latest News


SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings

SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...

July 16, 2024 123 Views 0 comment Print

SEBI Consultation Paper on Introduction of New Asset Class/ Product Category

SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...

July 16, 2024 144 Views 0 comment Print

SEBI Invites Feedback on InvITs and REITs Amendments

SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...

July 9, 2024 150 Views 0 comment Print

Draft Circular on Interest Income Treatment by Clearing Corporations on Cash Collaterals

SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...

July 6, 2024 279 Views 0 comment Print

SEBI Consultation Paper on MF Lite Regulations for Passively Managed Mutual Funds

SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...

July 1, 2024 180 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2640 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 771 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2625 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2826 Views 0 comment Print


Latest Notifications


SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...

July 13, 2024 420 Views 0 comment Print

BSE Recognized as RAASB and IAASB by SEBI

SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...

July 13, 2024 252 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...

July 13, 2024 168 Views 0 comment Print

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2024

SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...

July 13, 2024 351 Views 0 comment Print

SEBI Master Circular on Surveillance of Securities Market- July 2024

SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...

July 9, 2024 339 Views 0 comment Print


Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”

July 26, 2018 4470 Views 0 comment Print

urrently, in voluntary delisting an issuer/promoter has to first take the approval of shareholders of that class, then an in-principal approval of the stock exchange followed by RBB Process to discover the price. The promoter may choose to pay a price equal to or more than the discovered price to the shareholders who had tendered their shares in the RBB process.

SEBI Issues Consultation Paper on “Revisiting the public issue process”

July 25, 2018 1113 Views 0 comment Print

Securities market, including the market for public offerings, is dynamic and needs to keep pace with the evolving economic and technological environment. In order to keep pace with the change, there has been a commensurate change in the regulatory framework governing the primary market.

Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders

July 25, 2018 2241 Views 0 comment Print

Regulation 31A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) provides for conditions with respect to re-classification of shareholders of listed entities.

Framework for Enhanced Market Borrowings by large Corporates

July 21, 2018 1242 Views 0 comment Print

1.1. Government of India in the Union Budget of 2018-19, made the following announcement: “SEBI will also consider mandating, beginning with large Corporates, to meet about one-fourth of their financing needs from the debt market.” 1.2. A series of steps have been taken, over time, by Government in consultation with Regulators, to develop and deepen the bond market. At the same time, however, concerns have been raised about the ability of banks to finance increasing borrowing needs of the corporates, especially as the investment cycle has shown an upward tick. Accordingly, the said budget announcement may be seen as a step in the direction of the larger goal of not only to reduce reliance on banks to finance corporates but also to develop a liquid and vibrant corporate bond market.

Consultation Paper on proposed SEBI (Fiduciaries in Securities Market) (Amendment) Regulations

July 20, 2018 879 Views 0 comment Print

The Regulations relating to the issue of capital mainly follow a disclosure based regime and investors rely upon the offer documents and financial statements which are audited/examined/vetted by various fiduciaries such as Chartered Accountant, Company Secretary, Valuer etc.

SEBI extends time limit for RTAs to send letters seeking PAN & bank details

July 16, 2018 1479 Views 0 comment Print

SEBI, vide circular No. SEBI/HO/MIRSD/DOP1/CIR/P/2018/73 dated April 20,2018, inter-alia, mandated RTAs to send a letter under Registered / Speed post seeking PAN and bank details within 90 days of the said circular and two reminders thereof after the gap of 30 days.

Use PAN to check compliance for a single foreign portfolio investor: SEBI

July 13, 2018 1080 Views 0 comment Print

a) Use Permanent Account Number (PAN) issued by Income Tax Department of India for checking compliance for a single foreign portfolio investor; and b) Obtain validation from Depositories for the foreign portfolio investors who have invested in the particular primary market issuance to ensure there is no breach of investment limit within the timelines for issue procedure, as prescribed by SEBI from time to time.

Stock Brokers shall not accept cash from their clients : SEBI

July 12, 2018 891 Views 0 comment Print

The stock brokers shall accept cheques drawn only by the clients and also issue cheques in favour of the clients only, for their transactions. Stock Brokers shall not accept cash from their clients either directly or by way of cash deposit to the bank account of stock broker.

SEBI modifies Stress testing method for credit risk for commodity derivatives

July 11, 2018 753 Views 0 comment Print

Vide circular SEBI/HO/CDMRD/DRMP/CIP/P/2016/86 dated September 16, 2016, SEBI had continued norms related to, inter-alia, Settlement Guarantee Fund (SGF) and Stress test to determine adequacy of SGF prescribed by erstwhile Forward Markets Commission for National Commodity Derivatives Exchanges.

SEBI Circular on adjustment in strike price on declaration of dividend

July 5, 2018 1356 Views 0 comment Print

Based on the recommendations of SMAC, it has been decided to review the mechanism of dividend adjustment for stock options. The adjustment in strike price shall be carried out in the following cases of declaration of dividends

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