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Aligning ESG Compliance With SDGS: Addressing The Lacunae

SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...

July 9, 2024 510 Views 0 comment Print

Reduction in Denomination of Debt Securities & NCRPS by SEBI

SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...

July 9, 2024 264 Views 0 comment Print

Save the Brokers: SEBI’s Transparent Pricing Circular a Regulatory Risk

SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...

July 3, 2024 492 Views 0 comment Print

Investment Adviser vs. Research Analyst – Spotlight on Bigprofitbuzz

SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...

June 23, 2024 519 Views 0 comment Print

Compliance updates with respect to SEBI Registered investment Advisors (RIA)

SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...

June 11, 2024 462 Views 0 comment Print


Latest News


SEBI Consultation Paper on Proposed Legal Provisions for Summary Proceedings

SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...

July 16, 2024 126 Views 0 comment Print

SEBI Consultation Paper on Introduction of New Asset Class/ Product Category

SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...

July 16, 2024 144 Views 0 comment Print

SEBI Invites Feedback on InvITs and REITs Amendments

SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...

July 9, 2024 150 Views 0 comment Print

Draft Circular on Interest Income Treatment by Clearing Corporations on Cash Collaterals

SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...

July 6, 2024 279 Views 0 comment Print

SEBI Consultation Paper on MF Lite Regulations for Passively Managed Mutual Funds

SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...

July 1, 2024 180 Views 0 comment Print


Latest Judiciary


Sebi Bans 14 Entities In Lux Industries Insider Trading Case

SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India)  Capital markets regulator Sebi on Monday barred 14 enti...

January 27, 2022 2640 Views 0 comment Print

HC directs Advance ruling authorities to answer specific questions asked by Appellant

Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...

September 13, 2021 771 Views 0 comment Print

SEBI Imposes Penalty for not complying with summonses

SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...

January 22, 2021 2625 Views 0 comment Print

SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...

January 1, 2021 2829 Views 0 comment Print


Latest Notifications


SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...

July 13, 2024 420 Views 0 comment Print

BSE Recognized as RAASB and IAASB by SEBI

SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...

July 13, 2024 255 Views 0 comment Print

SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2024

SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...

July 13, 2024 168 Views 0 comment Print

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2024

SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...

July 13, 2024 351 Views 0 comment Print

SEBI Master Circular on Surveillance of Securities Market- July 2024

SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...

July 9, 2024 342 Views 0 comment Print


SEBI (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018

November 16, 2018 5136 Views 0 comment Print

These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018.

Disclosures of commodity risks & risk management activities by listed entities

November 15, 2018 2427 Views 1 comment Print

Regulation 34(3) read with clause 9(n) of Part C of Schedule V of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR Regulations) mandates listed entities to make disclosures regarding commodity price risk and hedging activities in the Corporate Governance Report section of the Annual Report of a listed entity.

SEBI (Delisting of Equity Shares) (Second Amendment) Regulations, 2018

November 14, 2018 2070 Views 0 comment Print

These regulations may be called the Securities and Exchange Board of India (Delisting of Equity Shares) (Second Amendment) Regulations, 2018. They shall come into force on the date of their publication in the Official Gazette.

Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

November 13, 2018 1146 Views 0 comment Print

SEBI, vide Circular dated November 01, 2016, had prescribed the standard format for press release regarding rating action by CRAs. While CRAs are required to monitor and analyse the relevant factors that affect the creditworthiness of an issuer and discuss the same in the rating notes considered by the rating committee for assignment of ratings, such relevant factors may also be suitably incorporated in the press release regarding the rating action.

SEBI revises Procedure for Transfer of Securities in Physical Mode

November 6, 2018 5925 Views 1 comment Print

It has been brought to the notice of SEBI that RTAs are seeking various documents for effecting transfer of securities and the documents sought vary across RTAs. SEBI has also received representations, highlighting difficulties faced by transferees in providing these documents.

SEBI Streamlines Process of Public Issue of Equity Shares & convertibles

November 1, 2018 1398 Views 0 comment Print

From January 01, 2019, the UPI mechanism for retail individual investors through intermediaries will be made effective along with the existing process and existing timeline of T+6 days. The same will continue, for a period of 3 months or floating of 5 main board public issues, whichever is later.

SEBI Advisory in respect of Foreign Trading Portals

October 30, 2018 321 Views 0 comment Print

It has come to the notice of SEBI that investors in India are being offered services by various firms through online web portals to trade in a variety of financial products including various types of derivatives, which are apparently traded on overseas platform/exchange.

Consultation Paper Review of framework for Institutional Trading Platform

October 26, 2018 612 Views 0 comment Print

The regulatory framework for Institutional Trading Platform was put in place vide amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 on August 14, 2015, with a view to facilitate listing of new age start-ups in sectors like e-commerce, data analytics, bio-technology and other start-ups.

SEBI (Regulatory Fee On Stock Exchanges) (Amendment) Regulations, 2018

October 23, 2018 750 Views 0 comment Print

1. These Regulations may be called the Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) (Amendment) Regulations, 2018. 2. They shall come into force with effect from April 1, 2018:

Total Expense Ratio & Performance Disclosure for Mutual Funds

October 22, 2018 1845 Views 0 comment Print

A. Transparency in TER- In order to bring transparency in expenses, reduce portfolio churning and misselling in mutual fund (MF) schemes, the following shall be adhered to:

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