SEBI : Explore how aligning ESG compliance with SDGs can bridge gaps in corporate sustainability, ensuring a holistic approach to environ...
SEBI : SEBI reduces the face value of debt securities and non-convertible redeemable preference shares (NCRPS) to Rs. 10,000, boosting no...
SEBI : SEBI's new circular on 'True to Label' pricing creates regulatory risks for brokers and customers alike. Understand its impact on ...
SEBI : Dive into the distinctions between an investment adviser and a research analyst, with insights from the SEBI's handling of Bigprof...
SEBI : Stay updated on recent compliance changes for SEBI Registered Investment Advisors (RIAs). Learn about periodic reporting, CKYC dow...
SEBI : Explore SEBI's proposal for summary proceedings in Intermediaries Regulations, aiming to expedite violations handling for market i...
SEBI : Explore SEBI proposal for a new asset class aimed at bridging the gap between Mutual Funds and Portfolio Management Services with ...
SEBI : SEBI seeks public feedback on proposed amendments to Master Circulars for InvITs and REITs regarding director nominations. Submit ...
SEBI : SEBI's draft circular on interest income from cash collaterals held by Clearing Corporations (CCs) invites public comments by July...
SEBI : Explore SEBI's MF Lite Regulations consultation paper proposing relaxed rules for passively managed mutual fund schemes to boost i...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : Securities and Exchange Board of India (SEBI) has amended its regulations governing Real Estate Investment Trusts (REITs) with the...
SEBI : SEBI recognizes BSE as the Research Analyst and Investment Adviser Supervisory Body (RAASB and IAASB) for five years starting July...
SEBI : Explore the SEBI Infrastructure Investment Trusts (Second Amendment) Regulations 2024. Understand changes, implementation, and imp...
SEBI : SEBI updates Credit Rating Agencies Regulations, defining "liquid asset" and ensuring effective rating processes. Learn about the ...
SEBI : Explore SEBI's latest Master Circular on surveillance of securities markets, covering trading rules, insider trading regulations, ...
It has been decided that in case of change of name of an individual in these states for reasons other than marriage, the same may be allowed for the individual in the BO account subject to the submission of following documents:
There have been instances where stock brokers had diverted clients’ securities received as collaterals towards margin obligations and / or settlement obligations, for raising loan against shares on their own account and / or for meeting securities shortages in settlement obligations on its own account.
The Principles for Financial Market Infrastructures (PFMI) inter alia prescribe that a central counterparty (CCP) should identify and consider a number of elements, including Margin Period of Risk (MPOR) or close-out period, when constructing an appropriate margin system to address risks that arise from the products cleared. T
Securities and Exchange Board of India CIRCULAR CIR/MRD/CSC/151/2018 December 14, 2018 To, All Stock Exchanges, Clearing Corporations and Depositories (except Commodities Derivatives Exchanges and their Clearing Corporations). Dear Sir / Madam, Cyber Security Operations Center for the SEBI registered intermediaries 1. Recognizing the need for a robust Cyber Security and Cyber Resilience framework at Market […]
Clubbing of investment limit for FPIs will be on the basis of common ownership of more than 50% or based on common control. However, clubbing of investment limit of FPIs having common control shall not be done in case of (a) FPIs which are appropriately regulated public retail funds or (b) FPIs which are public retail funds majority owned by appropriately regulated public retail funds on look through basis or (c) FPIs which are public retail funds and investment managers (IMs) of such FPIs are appropriately regulated.
Securities and Exchange Board of India (Mutual Funds) (Fourth Amendment) Regulations, 2018 come into force on the 1st day of April, 2019
Securities and Exchange Board of India SEBI Board Meeting PR No. 51/2018 The SEBI Board met in Mumbai today and took the following decisions: I. Creation of Segregated Portfolio by Mutual Funds The Board noted the proposal to allow Mutual Funds to create Segregated Portfolios with respect to debt and money market instruments subject to […]
Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 December 7, 2018 To All Listed entities All the Recognised stock exchanges All the Depositories Dear Sir/Madam, Sub: Disclosure of significant beneficial ownership in the shareholding pattern 1. Vide SEBI Circular No. CIR/CFD/CMD/13/2015 dated November 30, 2015, a format has been prescribed for disclosure of holding of […]
Recognizing the need for a robust Cyber Security and Cyber Resilience framework at Market Infrastructure Institutions (MIIs), i.e., Stock Exchanges, Clearing Corporations and Depositories, vide SEBI Circular CIR/MRD/DP/13/2015 dated July 06, 2015, a detailed regulatory framework on cyber security and cyber resilience was prescribed.
Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2018 shall come into force on the date of their publication in the Official Gazette.
