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Securities Appellate Tribunal

Latest Articles


Impact of Redesignation of Independent Directors – Belatedly – SAT Ruling

SEBI : Explore the impact of the redesignation of independent directors in the SAT ruling - SecureKloud Technologies Limited vs. SEBI. A ...

November 15, 2023 1422 Views 2 comments Print

SAT Order – PWC Satyam Case

CA, CS, CMA : It is ripe time for ICAI to take initiative and show leadership in conveying and educating the investors, regulators and other sta...

September 13, 2019 6384 Views 0 comment Print

Periodic Compliance Calendar for Listed Companies

SEBI : Enclosed is the list of minimum periodic compliances to be done by a Listed Entity pursuant to the provisions of the Companies Act...

January 26, 2016 18940 Views 4 comments Print

Comparative analysis of Listing Agreement between SEBI Listing Regulations, 2015

SEBI : Comparative analysis between listing agreement and Chapter IV of SEBI (Listing Obligations and Disclosure Requirements) Regulation...

October 2, 2015 19828 Views 5 comments Print

Quarterly Compliances for listed Companies for Quarter Ended Q4- Jan‘15 to Mar’15

SEBI : ​CS ​ Amey A Patwardhan Quarterly Compliances for listed Companies for the Quarter Ended Q4- Jan‘15 to Mar’15 Sl. No. Comp...

April 6, 2015 3583 Views 2 comments Print


Latest News


SC directs Sahara to approach SAT against SEBI order directing to return the money collected from investors for an OFCD scheme

SEBI : NEW DELHI: The Supreme Court today directed Sahara Group firm Sahara India Real Estate Corp to approach the Securities Appellate T...

July 16, 2011 453 Views 0 comment Print

TDSAT asks Videocon to pay 60 percent penalty; admits case

Finance : Telecom tribunal TDSAT today asked another new operator Videocon Telecom to pay 60 per cent of Rs 12.45 crore penalty slapped on i...

January 22, 2011 333 Views 0 comment Print

Union Cabinet approves amendment to the Forward Contracts (Regulation) Act 1952

SEBI : The Union Cabinet today approved amendments to the Forward Contracts (Regulation) Act 1952 by introducing the Forward Contracts (...

September 17, 2010 456 Views 0 comment Print

Sebi panel favours 100 percent open offer

SEBI : Takeovers are set to get costlier with a Sebi panel favouring making it mandatory for the acquirer to make an offer for up to 100 ...

July 19, 2010 306 Views 0 comment Print

Sebi challenges Securities Appellate Tribunal order on Takeover Code

SEBI : The market watchdog Sebi today moved the Supreme Court challenging the decision of the appellate tribunal SAT that held that finan...

May 14, 2010 345 Views 0 comment Print


Latest Judiciary


Clarity on Appointing Directors Over 75: SAT Verdict in 20 Microns Limited Case

SEBI : Explore recent SAT verdict in 20 Microns Limited v. BSE Limited case on Regulation 17(1A) of LODR. Learn about implications and a ...

December 1, 2023 2607 Views 0 comment Print

Insider Trades in Companies Shares Not Induced by UPSI – Rigor of PIT Regulation 2015

SEBI : Dive into the Shreehas P Tambe vs. SEBI case, exploring insider trading regulations, violations, legalities, and the significant ...

November 26, 2023 1140 Views 0 comment Print

Jurisprudence of SEBI (LODR) regulations 2015 in Filing up Casual Vacancy in Office of Independent Director

SEBI : Regulation 17(1A) is not applicable for the purpose of filling up a casual vacancy under Section 161(4) of the Companies Act. Reg...

May 7, 2023 2343 Views 0 comment Print

Proceedings cannot be quashed merely for delay in launching: SAT

SEBI : In the present case, the appellant neither put a plea of prejudice before the AO nor before us. It was simply stated that since th...

March 17, 2020 3111 Views 0 comment Print

SAT imposes Penalty for Non-Appointment of CS & Independent Directors

SEBI : Advance Lifestyles Ltd. Vs BSE Ltd. (Securities Appellate Tribunal) Appellant made a representation to the authorities requesting ...

December 24, 2019 2982 Views 0 comment Print


SAT quashes Appeal filed by PWC, No Extension to carry out audit

October 17, 2018 1323 Views 0 comment Print

Price Waterhouse & Co. Bangalore LLP Vs SEBI (Securities Appellate Tribunal) 1. By this Miscellaneous Application Applicants / Original Appellants seek extension of the period of interim relief granted by this Appellate Tribunal vide order dated 15.02.2018. By the said order Applicants /Appellants were allowed to continue with the auditing assignments of their existing clients […]

Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

September 7, 2016 3976 Views 1 comment Print

In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-convertible Debentures (NCDs),the subject matter of the case.

Periodic Compliance Calendar for Listed Companies

January 26, 2016 18940 Views 4 comments Print

Enclosed is the list of minimum periodic compliances to be done by a Listed Entity pursuant to the provisions of the Companies Act and SEBI Regulations.

Comparative analysis of Listing Agreement between SEBI Listing Regulations, 2015

October 2, 2015 19828 Views 5 comments Print

Comparative analysis between listing agreement and Chapter IV of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015- Transfer or transmission of securities and issue certificates within 15 days from the date of such receipt of request for transfer.

Quarterly Compliances for listed Companies for Quarter Ended Q4- Jan‘15 to Mar’15

April 6, 2015 3583 Views 2 comments Print

​CS ​ Amey A Patwardhan Quarterly Compliances for listed Companies for the Quarter Ended Q4- Jan‘15 to Mar’15 Sl. No. Compliances / Filings Last Date 1 Shareholding Pattern- to be submitted to BSE / NSE- both physically & electronically – through NEAPS within 21 days of end of quarter. (Clause 35 of Listing Agreement) 21-April […]

Company not eligible to bring rights issue till prohibitory orders against promoter group is in force

June 24, 2012 2340 Views 0 comment Print

Regulation 4 appears under Chapter II providing common conditions for public issues and rights issues. It prescribes general conditions meaning thereby that unless the requirements laid down in these general conditions are satisfied, the Board will not proceed with granting its clearance for the issue of capital. These conditions must be satisfied not only at the time of filing of draft offer document with the Board but also at the time of registering or filing the final offer document with the Registrar of Companies or designated stock exchange, as the case may be.

SC directs Sahara to approach SAT against SEBI order directing to return the money collected from investors for an OFCD scheme

July 16, 2011 453 Views 0 comment Print

NEW DELHI: The Supreme Court today directed Sahara Group firm Sahara India Real Estate Corp to approach the Securities Appellate Tribunal against market regulator SEBI’s order directing the return of money collected from investors for an OFCD scheme within a period of three weeks.A three-member bench headed by Chief Justice S H Kapadia also directed the Securities Appellate Tribunal (SAT) to decide Sahara India Real Estate Corp’s appeal against SEBI within a period of eight weeks.

TDSAT asks Videocon to pay 60 percent penalty; admits case

January 22, 2011 333 Views 0 comment Print

Telecom tribunal TDSAT today asked another new operator Videocon Telecom to pay 60 per cent of Rs 12.45 crore penalty slapped on it by the Department of Telecom for missing roll-out obligations, while admitting its appeal against DoT.

If documents asked for are relevant and may help delinquent to prepare his/her defence they have to be furnished

December 2, 2010 492 Views 0 comment Print

Where the details in the charts relied upon in the show-cause notice have been culled out from the trade and order logs and, in the circumstances of the case, it was not only relevant but even necessary that the appellant be furnished with those trade and order logs so that she could possibly make out a case based on other orders punched into the system, non-furnishing of the trade and order logs to the appellant in the circumstances of this case resulted in the violation of the principles of natural justice

Union Cabinet approves amendment to the Forward Contracts (Regulation) Act 1952

September 17, 2010 456 Views 0 comment Print

The Union Cabinet today approved amendments to the Forward Contracts (Regulation) Act 1952 by introducing the Forward Contracts (Regulation) Amendment Bill, 2010 in the Parliament. After the Bill is passed and enacted by the Parliament, Forward Mark

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