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Securities Appellate Tribunal

Latest Articles


V. Shankar Vs. SEBI- Recalibrating Compliance Officer Liability

SEBI : Explains the ruling that compliance officers cannot be penalised for financial misstatements without clear legal duty or proof of ...

November 20, 2025 1719 Views 1 comment Print

Impact of Redesignation of Independent Directors – Belatedly – SAT Ruling

SEBI : Explore the impact of the redesignation of independent directors in the SAT ruling - SecureKloud Technologies Limited vs. SEBI. A ...

November 15, 2023 2166 Views 2 comments Print

SAT Order – PWC Satyam Case

CA, CS, CMA : It is ripe time for ICAI to take initiative and show leadership in conveying and educating the investors, regulators and other sta...

September 13, 2019 7110 Views 0 comment Print

Periodic Compliance Calendar for Listed Companies

SEBI : Enclosed is the list of minimum periodic compliances to be done by a Listed Entity pursuant to the provisions of the Companies Act...

January 26, 2016 19273 Views 4 comments Print

Comparative analysis of Listing Agreement between SEBI Listing Regulations, 2015

SEBI : Comparative analysis between listing agreement and Chapter IV of SEBI (Listing Obligations and Disclosure Requirements) Regulation...

October 2, 2015 20236 Views 5 comments Print


Latest News


SC directs Sahara to approach SAT against SEBI order directing to return the money collected from investors for an OFCD scheme

SEBI : NEW DELHI: The Supreme Court today directed Sahara Group firm Sahara India Real Estate Corp to approach the Securities Appellate T...

July 16, 2011 621 Views 0 comment Print

TDSAT asks Videocon to pay 60 percent penalty; admits case

Finance : Telecom tribunal TDSAT today asked another new operator Videocon Telecom to pay 60 per cent of Rs 12.45 crore penalty slapped on i...

January 22, 2011 477 Views 0 comment Print

Union Cabinet approves amendment to the Forward Contracts (Regulation) Act 1952

SEBI : The Union Cabinet today approved amendments to the Forward Contracts (Regulation) Act 1952 by introducing the Forward Contracts (...

September 17, 2010 630 Views 0 comment Print

Sebi panel favours 100 percent open offer

SEBI : Takeovers are set to get costlier with a Sebi panel favouring making it mandatory for the acquirer to make an offer for up to 100 ...

July 19, 2010 456 Views 0 comment Print

Sebi challenges Securities Appellate Tribunal order on Takeover Code

SEBI : The market watchdog Sebi today moved the Supreme Court challenging the decision of the appellate tribunal SAT that held that finan...

May 14, 2010 480 Views 0 comment Print


Latest Judiciary


Clarity on Appointing Directors Over 75: SAT Verdict in 20 Microns Limited Case

SEBI : Explore recent SAT verdict in 20 Microns Limited v. BSE Limited case on Regulation 17(1A) of LODR. Learn about implications and a ...

December 1, 2023 4314 Views 0 comment Print

Insider Trades in Companies Shares Not Induced by UPSI – Rigor of PIT Regulation 2015

SEBI : Dive into the Shreehas P Tambe vs. SEBI case, exploring insider trading regulations, violations, legalities, and the significant ...

November 26, 2023 2004 Views 0 comment Print

Jurisprudence of SEBI (LODR) regulations 2015 in Filing up Casual Vacancy in Office of Independent Director

SEBI : Regulation 17(1A) is not applicable for the purpose of filling up a casual vacancy under Section 161(4) of the Companies Act. Reg...

May 7, 2023 3150 Views 0 comment Print

Proceedings cannot be quashed merely for delay in launching: SAT

SEBI : In the present case, the appellant neither put a plea of prejudice before the AO nor before us. It was simply stated that since th...

March 17, 2020 3342 Views 0 comment Print

SAT imposes Penalty for Non-Appointment of CS & Independent Directors

SEBI : Advance Lifestyles Ltd. Vs BSE Ltd. (Securities Appellate Tribunal) Appellant made a representation to the authorities requesting ...

December 24, 2019 3390 Views 0 comment Print


SAT may be renamed as FSAT and all financial regulators may come under it

August 4, 2009 540 Views 0 comment Print

  In a first, the government is considering a revamp of the legal system by giving more powers and responsibilities to the Securities Appellate Tribunal (SAT), a quasi-judicial body, which currently only settles disputes in capital market transactions. The thinking within the government is that SAT’s role needs to be widened and should deal with appeals against insurance […]

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