SEBI : A fresh one-year window allows eligible investors to re-lodge pre-April 2019 physical share transfers and complete dematerialisati...
SEBI : Explains how delegation, supervision, and accountability under InvIT regulations align the trustee–IM relationship with classic ...
SEBI : SEBI reclassified REITs as equity instruments to resolve inconsistent treatment across fund categories. The move aligns risk discl...
SEBI : The 2025 amendments strengthen the custodial framework by raising capital requirements and tightening governance norms. Custodians...
SEBI : The regulator revised the block deal framework to address failed large-value trades caused by narrow price bands and limited timin...
SEBI : The consultation outlines reforms to ease operational constraints for REITs and InvITs, including SPV continuity and borrowing fle...
SEBI : The regulator proposes lowering the Z-Score used in historical stress testing from 10 to 5 for commodity derivatives. The move aim...
SEBI : SEBI has suggested allowing AIFs to retain funds beyond scheme tenure where liquidation is delayed by litigation or tax demands. T...
SEBI : SEBI has invited public comments on revising disqualification norms for intermediaries. The proposals aim to reduce harsh conseque...
SEBI : SEBI has proposed defining “significant indices” based on mutual fund AUM exceeding ₹20,000 crore. The draft also sets out h...
SEBI : In Re Udit Todi & 13 Others (Securities and Exchange Board of India) Capital markets regulator Sebi on Monday barred 14 enti...
Goods and Services Tax : Kasturba Health Society Vs Union of India (Bombay High Court) On going through the impugned orders challenged here, we find that t...
SEBI : In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant n...
SEBI : In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sal...
SEBI : SEBI issued a master circular bringing all investment adviser regulations under one document. Earlier circulars are rescinded, but...
SEBI : SEBI issued a unified master circular compiling all rules applicable to Registrars and Share Transfer Agents. Earlier circulars ar...
SEBI : The regulator issued a comprehensive master circular compiling all directions applicable to research analysts. Earlier circulars a...
SEBI : SEBI has required AIFs to report unit NAVs to depositories within a defined timeline. The move strengthens transparency, standardi...
SEBI : The regulator has standardized margin treatment by denying expiry-day calendar spread benefits for single stocks. This provides ti...
Please refer to our D.O. letter dated September 7, 1990 requesting you to send us information/data on the business done/major developments on the Stock Exchange on a daily basis in the format enclosed therewith. In this connection, it is observed that the information from several Stock Exchanges is not received on a regular basis and in some cases it is not in the prescribed format. The format for daily reporting has been simplified and a copy of the revised format is enclosed.
Recently some stock brokers have been declared as defaulters by certain Stock Exchanges. The important among the reasons for this event as reported in the press were the default on the part of clients and/or over trading by clients and or brokers.
We invite your attention to the bye-laws and rules framed by the Stock Exchange under the Securities Contracts (Regulation) Act, and the Rules thereunder which require that the member-brokers of the Stock Exchange should issue contract notes to their clients for the securities sold and purchased by them on behalf of the clients.
