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SEBI : Failure to comply with accounting standards may violate LODR regulations, affecting financial transparency, director accountabilit...
SEBI : SEBI’s LODR Amendments 2024 introduce key changes in compliance, RPTs, and governance. Are they simplifying processes or adding ...
SEBI : Learn the common reasons for DRHP rejection, including incomplete disclosures and non-compliance, and practical measures to naviga...
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SEBI : SEBI proposes changes to disclosure norms for REITs and InvITs. Public comments are invited until March 7, 2025. Submit feedback v...
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SEBI : SEBI drafts new rules for margin pledges to prevent misuse of client securities and seeks public comments by March 4, 2025....
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : Since 1986 to 1997, Petitioner acquired shares, in tranches, of Respondent No.4-Company. The Petitioner subsequently sold some of ...
SEBI : In the instant case, assessee was a senior citizen and a medical practitioner, had his Demat accounts frozen by the National Secur...
SEBI : Explore the disclosure and compliance requirements for listed entities under SEBI regulations, including quarterly, half-yearly, a...
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SEBI : SEBI amends the Mutual Fund Regulations, 2025, including new rules for employee investment, stress testing, and fund deployment, e...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Research Analysts, ensuring transparency in research ser...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Investment Advisers, ensuring transparency in advisory a...
SEBI : SEBI introduces new regulations mandating public consultation and stakeholder engagement in rule-making to enhance transparency in...
Kindly recall the time frame committed to, by your stock exchange in the meeting of Executive Directors held on July 18, 1995. Please let us know the progress in the following activities relating to computerisation :
It is also proposed that some further changes in the system of share certification, rectification of bad delivery etc., could be introduced in the stock exchanges on the lines as under :b) It will be mandatory for the introducing member-broker to countersign the seller’s signature.
You are requested to send year wise total amount of transactions on the stock exchange, (single side) since 1990.
monthly gross turnover data (single side) for the months of April, 1995 till date. Gross turnover (net of jobbing) on single side basis may also please be indicated.
The registration fee indicated above shall be payable by a (cheque), draft or other instrument drawn in favour of “The Securities and Exchange Board of India” payable at Bombay or at the respective regional office.
These regulations may be called the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Markets) Regulations, 1995.
The stock exchanges would be allowed to introduce carry forward system after satisfying the conditions and modalities detailed above and after seeking formal approval from SEBI in that regard.
If the reasons for non-submission are not satisfactory, you are to take stringent action against such members and sent the report thereon to us.
t is requested to furnish us with information regarding the turnover and the delivery in value terms as well as percentage delivery for every settlement form April 1, 1995 till date.
it is observed that several applications from sub-brokers received through your Exchange are pending, inter-alia, for want of confirmation of execution of agreement, etc. A list of such pending applications is enclosed for your perusal.
