SEBI Circular, Notification, provisions Take over code Listing norms Corporate laws Listed Companies FII investments Stock brokers BSE NSE Mutual Funds IPO News
SEBI : SEBI launches MITRA platform to help investors track inactive mutual fund investments and update KYC details, improving transparen...
SEBI : Failure to comply with accounting standards may violate LODR regulations, affecting financial transparency, director accountabilit...
SEBI : SEBI’s LODR Amendments 2024 introduce key changes in compliance, RPTs, and governance. Are they simplifying processes or adding ...
SEBI : Learn the common reasons for DRHP rejection, including incomplete disclosures and non-compliance, and practical measures to naviga...
SEBI : Understand compliance requirements for listed companies under SEBI LODR 2015, including ESG, BRSR Core, and market cap-based oblig...
SEBI : SEBI proposes to expand the definition of Qualified Institutional Buyers to include Accredited Investors for Angel Fund investment...
SEBI : SEBI seeks public comments on proposed amendments to REITs and InvITs Master Circulars, including lock-in rules and follow-on offe...
SEBI : SEBI's consultation paper suggests SIM binding, biometric authentication, and trade controls to secure trading accounts. Public co...
SEBI : SEBI introduces measures like SIM binding and biometric authentication to secure trading accounts and prevent unauthorized transac...
SEBI : SEBI seeks public comments on a standard No-Objection Certificate (NOC) format for charge holders in debt securities. Submit feedb...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : Since 1986 to 1997, Petitioner acquired shares, in tranches, of Respondent No.4-Company. The Petitioner subsequently sold some of ...
SEBI : In the instant case, assessee was a senior citizen and a medical practitioner, had his Demat accounts frozen by the National Secur...
SEBI : Explore the disclosure and compliance requirements for listed entities under SEBI regulations, including quarterly, half-yearly, a...
SEBI : Supreme Court's landmark ruling in SEBI v. Abhijit Ranjan clarifies insider trading laws, emphasizing the importance of profit mot...
SEBI : SEBI modifies the Investor Charter for stock brokers to enhance investor protection, transparency, and grievance redressal. New pr...
SEBI : SEBI mandates AMCs to allocate 2 basis points for investor education, including financial inclusion, under the Mutual Fund Regulat...
SEBI : SEBI amends the Mutual Fund Regulations, 2025, including new rules for employee investment, stress testing, and fund deployment, e...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Research Analysts, ensuring transparency in research ser...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Investment Advisers, ensuring transparency in advisory a...
The Center will provide for dummy terminals to display the prices of the scrips listed on the Exchange on realtime basis, to enable investors watch the price movements of the stocks.
t has been observed recently that cases of forged/fake/stolen shares which are introduced in the market are on the increase and most of them might have been introduced through the sub-brokers. You are therefore, advised, that while forwarding applications for registration of sub-brokers
However, it has been observed that in some cases, persons with a past police record who were admitted as a member of the stock exchange had subsequently indulged in fraud and cheating the public
SHCIL has also offered custodial services to all Stock Exchanges for safe-keeping of the securities at a minimum cost. The Stock Exchanges desirous of taking services of SHCIL may have direct negotiations.
In cases where duplicate shares have been issued to a third party under the provisions of section 108 (1)A of the Companies Act, the company should also provide the name and address of the third party to whom the duplicate shares have been issued along with the date of request for duplicate shares by the third party.
SEBI has received queries from Stock Exchanges regarding course of action to be taken against the stock-brokers, who are having multiple memberships, and have been declared defaulter at one of the Stock Exchanges. It has also been brought to our notice that if a stock broker is declared defaulter by a stock exchange, the information with regard to his default, is not being passed on to other Stock Exchanges.
Clarifications have been sought on the scope of the SEBI directions issued on December 23, 1996 as to whether it would cover corporates or only infrastructure companies and municipal corporations, and further whether the directions also cover debt instruments convertible into equity.
When any person acquires or agrees to acquire any securities beyond 5% of the voting capital, the acquirer and the company shall comply with the relevant provisions of the SEBI (Substantial Acquisition of Shares Takeovers) Regulations, 1997.
You may bring this to the notice of your members, however, warehousing of transactions may be permitted only after the exchange has modified its trading software to comply with the above conditions.
n exercise of the powers conferred under Section 11 of the SEBI Act, 1992 as also in implementation of the SEBI (Bankers to an Issue) Rules and Regulations, 1994, all bankers to an issue are hereby advised to affix date stamp alongwith a continuous serial number generated by an automatic numbering machine
