SEBI - Page 11

SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/08 (05/04/2019)

Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI extends time to implement Phase I of UPI with ASBA

Circular No. SEBI/HO/CFD/DIL2/CIR/P/2019/50 (03/04/2019)

It has been decided to extend the timeline for implementation of Phase I of the aforesaid Circular by 3 months i.e. till June 30, 2019. The implementation of Phase II and III shall continue unchanged as per the aforesaid Circular from the date of completion of Phase I as above....

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Listing Compliance Calendar for Financial Year Ending March, 2019

Article compiles Listing Compliance Calendar For Financial Year Ending March, 2019 including Compliance with respect to Board Meeting for Approval of Financial Results. Nature of compliance include Disclosure of aggregate shareholding of promoters with voting rights as on 31st March,  Corporate Governance Report (XBRL), Statement of Inve...

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Posted Under: SEBI |

Empanelment of IPs as Administrator under SEBI Regulations

Circular No. SEBI/HO/RRD/RD1/CIR/P/2019/46 (02/04/2019)

SEBI Circular on Empanelment of Insolvency Professionals (IPs) to be appointed as Administrator, remuneration and other incidental and connected matters under the Securities and Exchange Board of India (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018....

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Self Regulatory Organizations in Securities Market

The distributors of MF products and Investment Advisers (IAs) are becoming important players in the market and growing in numbers. There are approx. 1.24 Lakh distributors of MF products as on February 28, 2019 and 1,136 IAs registered with SEBI as on March 19, 2019. ...

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Posted Under: SEBI |

Periodic Compliances for a Listed Company For Equity Shares

The Listed entity shall comply with the following compliance under SEBI Listing Regulations 2015:- Quarterly Compliances Half Yearly Compliances Yearly Compliances Event Based Compliances Quarterly Compliances When to comply Regulation reference Timeline For the quarter ended June For the quarter ended September For the quarter ended Dec...

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Posted Under: SEBI |

Procedure & formats for limited review / audit report of listed entity- Reg.

CIR/CFD/CMD 1/44/2019 (29/03/2019)

Revised Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity...

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SEBI (Listing Obligations And Disclosure Requirements) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/07 (29/03/2019)

SEBI notifies Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2019...

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SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/05 (29/03/2019)

Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2019 shall come into force on the date of their publication in the Official Gazette....

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SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/06 (29/03/2019)

Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2019 shall come into force on the date of their publication in Official Gazette....

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Latest SEBI News

Get the Latest News on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.