SEBI - Page 11

SEBI (Mutual Funds) (Fourth Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO/GN/2018/51 (13/12/2018)

Securities and Exchange Board of India (Mutual Funds) (Fourth Amendment) Regulations, 2018 come into force on the 1st day of April, 2019...

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Creation of Segregated Portfolio by Mutual Funds

PR No. 51/2018 (12/12/2018)

Securities and Exchange Board of India SEBI Board Meeting PR No. 51/2018 The SEBI Board met in Mumbai today and took the following decisions: I. Creation of Segregated Portfolio by Mutual Funds The Board noted the proposal to allow Mutual Funds to create Segregated Portfolios with respect to debt and money market instruments subject to [&...

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Compliance track for NC Debentures & NC Redeemable Preferences Shares of Listed Entities

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015: Compliance track for ‘Debt Listed Entities’: Chapter V of SEBI(LODR) Regulations 2015 prescribes the obligations for those Listed Entities which has listed its “Non-Convertible Debt Securities and Non-Convertible Redeemable Preferences Shares” A. Ann...

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Timelines for Listed Companies – Quarterly, Half yearly & Annual compliances

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 for Compliance track of Listed Entities for Quarterly / Half yearly / Annual year ended: A.     Quarterly – Compliance: S No. Regulation Quarter Time period Due date 1. 13(3) Statement of Investor complaints April –June Within 21 Twenty one days from the e...

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Format of Disclosure of significant beneficial ownership in shareholding pattern

Circular No. SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 (07/12/2018)

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 December 7, 2018 To All Listed entities All the Recognised stock exchanges All the Depositories Dear Sir/Madam, Sub: Disclosure of significant beneficial ownership in the shareholding pattern 1. Vide SEBI Circular No. CIR/CFD/CMD/13/2015 dated November ...

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Cyber Security and Resilience framework of Stock Exchanges, Clearing Corporations & Depositories

Circular No. CIR/MRD/CSC/148/2018 (07/12/2018)

Recognizing the need for a robust Cyber Security and Cyber Resilience framework at Market Infrastructure Institutions (MIIs), i.e., Stock Exchanges, Clearing Corporations and Depositories, vide SEBI Circular CIR/MRD/DP/13/2015 dated July 06, 2015, a detailed regulatory framework on cyber security and cyber resilience was prescribed....

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Corporate Governance- All you want to know

Article covers Introduction to Corporate Governance, Importance of Corporate Governance, Need of Corporate Governance, Corporate Governance Principles, Benefits of Corporate Governance, Responsibilities Of The Board Of Directors, Five Golden Rules of Corporate Governance, Components Of Corporate Governance, Regulatory Framework In India A...

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Posted Under: SEBI |

SEBI (Mutual Funds) (Third Amendment) Regulations, 2018

Notification No. SEBI/LAD-NRO /GN/ 2018/50 (06/12/2018)

Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2018 shall come into force on the date of their publication in the Official Gazette....

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Report on listing of equity shares of companies incorporated in India on foreign stock exchanges & vice versa

Press Releases No. 50/2018-SEBI (04/12/2018)

Submission of Report of the Expert Committee for listing of equity shares of companies incorporated in India on foreign stock exchanges and vice versa...

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Cyber Security & Resilience framework for Stock Brokers / Depository

SEBI/HO/MIRSD/CIR/PB/2018/147 (03/12/2018)

Rapid technological developments in securities market have highlighted the need for maintaining robust cyber security and cyber resilience framework to protect the integrity of data and guard against breaches of privacy....

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Latest SEBI News

Get the Latest News on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.