SEBI - Page 40

Auditors who conducted audit of Mutual Fund for 9 years or more may continue till the end of F.Y. 2018-19: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/19 (07/02/2018)

Auditors who have conducted audit of the Mutual Fund for 9 years or more, in terms of clause B (2) (iii) (b) of the aforesaid circular, may continue till the end of F.Y. 2018-19....

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AMCs to prominently disclose TER of all scheme on daily basis: SEBI

SEBI/HO/IMD/DF2/CIR/P/2018/18 (05/02/2018)

t is observed that there are frequent changes carried out in Total Expense Ratio (TER) and such changes are not prominently disclosed to investors. In order to bring uniformity in disclosure of actual TER charged to mutual fund schemes and to enable the investor to take informed decision, the following has been decided:...

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SEBI: Review of additional expenses of up to 0.30% towards inflows from beyond top 15 cities (B15)

Circular No. SEBI/HO/IMD/DF2/CIR/P/2018/16 (02/02/2018)

Presently, in terms of para A(1) of SEBI circular CIR/IMD/DF/21/2012 dated September 13, 2012, additional TER can be charged up to 30 basis points on daily net assets of the scheme as per regulation 52 of SEBI (Mutual Funds) Regulations, 1996...

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Charging of additional expenses of up to 0.20% in terms of Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996

SEBI/HO/IMD/DF2/CIR/P/2018/15 (02/02/2018)

Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996, allows an AMC to charge additional expenses, incurred towards different heads mentioned under Regulation 52 (2) and Regulation 52 (4), not exceeding 0.20 per cent of daily net assets of the scheme....

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SEBI Online Registration Mechanism and Filing System for Depositories

SEBI/HO/MRD/DSA/CIR/P/2018/13 (29/01/2018)

In order to ease the process of application for recognition / renewal, reporting and other filings in terms of Securities and Exchange Board of India(Depositories and Participants) Regulations, 1996 and other circulars issued from time to time, SEBI has introduced a digital platform for online filings related to Depositories....

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Online Registration Mechanism and Filing System for Stock Exchanges

SEBI/HO/MRD/DSA/CIR/P/2018/14 (29/01/2018)

In order to ease the process of application for recognition / renewal, reporting and other filings in terms of the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 and other circulars issued from time to time, SEBI has introduced a digital platform for online filings related to Stock Exchange...

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SEBI on Role of Independent Oversight Committee for Product Design

Circular No. SEBI/HO/CDMRD/DMP/CIR/P/2018/12 (22/01/2018)

It is observed that the commodity derivatives exchanges have been adopting varied approach in complying with the above requirement both in the constitution and the functioning of such oversight committees....

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SEBI Alternative Investment Policy Advisory Committee submits 3rd Report

To solicit the comments/views from public on suggestions pertaining to the third report submitted by Alternative Investment Policy Advisory Committee....

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Posted Under: SEBI |

Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs

SEBI/HO/CFD/DIL1/CIR/P/2018/011 (19/01/2018)

All Merchant Bankers that are required to file the offer documents and related documents in physical form with SEBI under the provisions of aforesaid Regulations shall simultaneously file the same online through SEBI Intermediary Portal at https://siportal.sebi.gov.in....

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SEBI notifies Manner of Participation by Strategic Investor(s) in InvITs & REITs

SEBI/HO/DDHS/CIR/P/2018/10 (18/01/2018)

An InvIT/REIT, if chooses to invite subscriptions from the strategic investors shall undertake the same in the following manner: The strategic investor(s) shall, either jointly or severally, invest not less than 5% and not more than 25% of the total offer size....

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Latest SEBI News

Get the Latest News on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.