The regulator has mandated OTP or e-sign authentication for online NPS registration, ensuring explicit consent and declarations are captured digitally at the end of onboarding.
SEBI has issued detailed compliance requirements following amendments to the Merchant Bankers Regulations. The circular mandates higher net worth, liquid asset thresholds, and stronger governance standards.
The regulator has extended the timeline for implementing revised appointment norms under the CMI Regulations. Intermediaries now have time until 15 January 2026 or the notification of amended rules, whichever is earlier.
The circular addresses ambiguities in calculating liquid net worth under the CMI Regulations. It clarifies what capital, margins, and exclusions must be considered for compliance.
The regulator has introduced a compulsory certification requirement for Compliance Officers of AIF Managers. From January 1, 2027, only NISM Series-III-C certified individuals can hold or continue in this role, strengthening compliance oversight.
The MCA has allowed companies to file annual returns and financial statements for FY 2024–25 up to 31 January 2026 without additional fees. The key takeaway is a temporary but significant compliance relief for delayed filings.
The circular addresses gaps in online banking by laying down granular compliance norms for information, interactive, and transactional services. The ruling strengthens customer protection and mandates phased compliance for existing IBUs.
The circular mandates standard formats for beneficial ownership statements and section 32A affidavits in resolution plans. The key takeaway is enhanced transparency and accountability of resolution applicants.
SEBI relaxed documentation norms by increasing the simplified threshold, making it easier for investors to obtain duplicate securities certificates.
Eligible demat accounts must be treated as BSDA by default without active investor consent for regular accounts. The measure prioritizes cost efficiency and investor convenience.
