Timelines for Listed Companies – Quarterly, Half yearly & Annual compliances

CS. Monica Thakur 10 Dec 2018 27,462 Views 0 comment Print SEBI | Articles

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 for Compliance track of Listed Entities for Quarterly / Half yearly / Annual year ended:

A. Quarterly – Compliance:
*S No.*	*Regulation*	*Quarter*	*Time period*	*Due date*
1.	13(3) Statement of Investor complaints	April –June	Within 21 Twenty one days from the end of each quarter.	21^st July
		July-September		21^st October
		October – December		21^st January
		January-March		21^st April

2.	Regulation 27 (2) – Corporate Governance.	April –June	Within 15 Fifteen days from the end of each quarter.	15^th July
		July-September		15^th October
		October – December		15^th January
		January-March		15^th April

3.	Regulation 31 – Shareholding Pattern.	April –June	Within 21 Twenty one days from quarter end.	21^st July
		July-September		21^st October
		October – December		21^st January
		January-March		21^st April
4.	Regulation 33 – Financial Results.	April –June	Within 45 Forty Five days from quarter end .	14^th August
		July-September		14^th November
		October – December		14^th February
		January-March		15^th May
5.	Reconciliation of Share Capital Audit. (SEBI- DP Reg.55A)	April –June	Within 30 Thirty days from quarter end.	30^th July
		July-September		30^th October
		October – December		30^th January
		January-March		30^th April

B. Half yearly- Compliance:
1.	Regulation 7 (3) – Compliance Certificate certifying maintaining physical & electronic transfer facility	April-September,	Within one month of end of each half of the financial year	31^st October
		October-March		30^th April
2.	Regulation 40 (9) – Certificate from Practicing Company Secretary	April-September,	Within one month of the end of each half of the financial year	31^st October
		October-March		30^th April

C. Annual – Compliance:
1.	Regulation 33 – Financial Results	April – March	Annual Financial Result, within 60(Sixty) days from end of Financial Year.	30^th May
2.	Regulation 34 –Annual Report	April-March	Within 21 Twenty one working days of it being approved and adopted in the annual general meeting.	Within 21 working days from Annual General Meeting
3.	Schedule III, Part A, Para A (13) – Forward copy of proceedings of Annual General Meeting hours to the concerned stock exchange	April – March	Within Twenty Four 24 Hours of conclusion of the Annual General Meeting	Within 24 hours of the Annual General Meeting conclusion
4	Regulation 44(3) – Submit to the concerned stock exchange(s) details regarding the voting results in the specified format	April – March	Within forty eight 48 hours of conclusion of the Annual General Meeting	Within forty eight 48 hours of the Annual General Meeting conclusion