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SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 for Compliance track of Listed Entities for Quarterly / Half yearly / Annual year ended:

A.     Quarterly – Compliance:
S No. Regulation Quarter Time period Due date
1. 13(3) Statement of Investor complaints April –June Within 21 Twenty one days from the end of each quarter. 21st  July
July-September 21st October
October – December 21st  January
January-March 21st  April
2. Regulation 27 (2) – Corporate Governance. April –June Within 15 Fifteen days from the end of each quarter. 15th July
July-September 15th October
October – December 15th January
January-March 15th April
3. Regulation 31 – Shareholding Pattern. April –June Within 21 Twenty one days from quarter end. 21st  July
July-September 21st October
October – December 21st  January
January-March 21st  April
4. Regulation 33 – Financial Results. April –June Within 45 Forty Five days from quarter end . 14th August
July-September 14th November
October – December 14th February
January-March 15th May
5. Reconciliation of Share Capital Audit. (SEBI- DP Reg.55A) April –June Within 30 Thirty days from quarter end. 30th July
July-September 30th October
October – December 30th January
January-March 30th April
B.     Half yearly- Compliance:
1. Regulation 7 (3) – Compliance Certificate certifying

maintaining physical & electronic transfer facility

April-September, Within one month of end of each half of the financial year 31st  October
October-March 30th  April
2. Regulation 40 (9) – Certificate from

Practicing Company Secretary

April-September, Within one month of the end of each half of the financial year 31st  October
October-March 30th April
C.     Annual –  Compliance:
1. Regulation 33 – Financial Results April – March Annual Financial Result, within 60(Sixty) days from end of Financial Year. 30th May
2. Regulation 34 –Annual Report April-March Within 21 Twenty one working days of it being approved and adopted in the annual general meeting. Within 21 working days from Annual General Meeting
3. Schedule III, Part A, Para A (13) – Forward copy of proceedings of Annual General Meeting hours to the concerned stock exchange April – March Within Twenty Four 24 Hours of  conclusion of the Annual General Meeting Within 24 hours of the Annual General Meeting conclusion
4 Regulation 44(3) – Submit to the concerned stock exchange(s) details regarding the voting results in the specified format April – March Within forty eight 48 hours of conclusion of the Annual General Meeting Within forty eight 48 hours of the Annual General Meeting conclusion

Author of the article: Monica Thakur, B.Com (Comp.), Company Secretary (CS)

For any queries pertaining to the matter above the author can be reached at monicathakur2020@gmail.com

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