Sr.
No. |
Regulation / Circular and associated disclosure | Filing | Timelines | ||
Frequency | Due within | Due Date | Extended Date | ||
1 | Half yearly disclosures of unaudited financial results as required under Regulation 59 of SEBI (Mutual Funds) Regulations, 1996
|
Half yearly | One month from the close of half year, i.e March 31, 2020.
|
April 30, 2020
|
May 31, 2020
|
2 | Disclosure of commission paid to distributors as required under Point 2 (a) of SEBI circular No. SEBI/HO/IMD/DF2/CIR/P/2016/ 42 dated March 18, 2016 | Half yearly | Within ten days from the half year end i.e March 31, 2020. | April 10, 2020 | May 10, 2020 |
3 | Yearly disclosure of investor complaints with respect to Mutual Funds as required under Point 4 (b) of SEBI circular No. Cir / IMD / DF / 2 / 2010 dated May 13, 2010 | Yearly | Within 2 months of the close of the financial year i.e March 31, 2020.
|
May 31, 2020 | June 30, 2020 |
Sr.
No. |
Circular Name | Particulars | Due Date | Extended Date |
1. | Risk management framework for liquid and overnight funds and norms governing investment in short term deposits dated Sept. 20, 2019 | Liquid funds shall hold at least 20% of its net assets in liquid assets. | April 1, 2020 | May 1, 2020 |
2. | Review of investment norms for mutual funds for investment in Debt and Money Market Instruments dated October 1, 2019 | Existing open ended mutual fund schemes shall comply with the revised limits for sector exposure. | April 1, 2020 | May 1, 2020 |
3 | Review of investment norms for mutual funds for investment in Debt and Money Market Instruments dated October 1, 2019 | Maximum investment in unlisted NCDs as % of the debt portfolio of the scheme. | 15% – March 31, 2020
|
15% – April 30, 2020
|
4. | Valuation of money market and debt securities dated September 24, 2019 | Amortization based valuation shall be dispensed with and irrespective of residual maturity, all money market and debt securities shall be valued in terms of paragraph 1.1.2.2 of the Circular | April 1, 2020 | May 1, 2020 |