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Securities Appellate Tribunal

Latest Posts in Securities Appellate Tribunal

Clarity on Appointing Directors Over 75: SAT Verdict in 20 Microns Limited Case

December 1, 2023 3249 Views 0 comment Print

Explore recent SAT verdict in 20 Microns Limited v. BSE Limited case on Regulation 17(1A) of LODR. Learn about implications and a balanced approach to compliance.

Insider Trades in Companies Shares Not Induced by UPSI – Rigor of PIT Regulation 2015

November 26, 2023 1266 Views 0 comment Print

Dive into the Shreehas P Tambe vs. SEBI case, exploring insider trading regulations, violations, legalities, and the significant SAT decision.

Impact of Redesignation of Independent Directors – Belatedly – SAT Ruling

November 15, 2023 1563 Views 2 comments Print

Explore the impact of the redesignation of independent directors in the SAT ruling – SecureKloud Technologies Limited vs. SEBI. A detailed analysis of violations, penalties, and regulatory compliance.

Breather For Vedanta’s Cairn In Alleged Buyback Fraud : SAT Reverses SEBI’s Order

October 11, 2023 1158 Views 0 comment Print

Vedanta Limited secures a victory as the Securities Appellate Tribunal overturns SEBI’s fine. Details of the Cairn India buyback case.

SAT reduces penalty for non-serious LODR violations

September 4, 2023 2775 Views 0 comment Print

A detailed analysis of SAT Mumbai’s decision to reduce SecureKloud Technologies’ penalty for non-serious LODR violations, and its impact on regulatory compliance.

Jurisprudence of SEBI (LODR) regulations 2015 in Filing up Casual Vacancy in Office of Independent Director

May 7, 2023 2535 Views 0 comment Print

Regulation 17(1A) is not applicable for the purpose of filling up a casual vacancy under Section 161(4) of the Companies Act. Regulation 17(1A) cannot be read in isolation.

Annual listing fee payable despite trading suspension: SAT

August 9, 2022 1707 Views 0 comment Print

SAT held that annual listing fee payable inspite of suspension on Trading of Securities. Listing & trading of securities are distinct terms

Loan agreement having peculiar structure should be disclosed under clause 36 of the listing agreement

August 2, 2022 1434 Views 0 comment Print

Held that a perusal of Clause 36 of the listing agreement provides for a company to inform the exchange on immediate basis of all events which will have a bearing on the performance/ operations of the company as well as price sensitive information.

SAT Lifts Restrictions Imposed on Infosys Employee in insider trading case

May 13, 2022 1131 Views 0 comment Print

Pranshu Bhutra Vs SEBI (Securities Appellate Tribunal Mumbai) 1. The present appeal has been filed questioning the confirmatory order dated 15th September, 2021 confirming the ex-parte ad-interim order dated 31st May, 2021 whereby the appellant was restrained from buying or selling any securities, either directly or indirectly, till further orders. 2. The facts leading to […]

SEBI not competent to take action against CA for lack of Due Diligence

February 28, 2022 1959 Views 0 comment Print

Mani Oommen Vs SEBI (Securities Appellate Tribunal) SAT held that once the appellant is not found responsible for the preparation of the financials of the company merely because he was not cautious or did not carry out due diligence properly will not suggest that the appellant colluded with the promoters and the directors of the […]

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