Follow Us:

Securities Appellate Tribunal

Latest Posts in Securities Appellate Tribunal

Compliance Officer Not Liable for Fraudulent Accounts Without Proof of Involvement: SAT

May 23, 2025 1443 Views 0 comment Print

SEBI penalty on Deccan Chronicle’s Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying audited financial statements in buyback offer.

Clarity on Appointing Directors Over 75: SAT Verdict in 20 Microns Limited Case

December 1, 2023 4086 Views 0 comment Print

Explore recent SAT verdict in 20 Microns Limited v. BSE Limited case on Regulation 17(1A) of LODR. Learn about implications and a balanced approach to compliance.

Insider Trades in Companies Shares Not Induced by UPSI – Rigor of PIT Regulation 2015

November 26, 2023 1896 Views 0 comment Print

Dive into the Shreehas P Tambe vs. SEBI case, exploring insider trading regulations, violations, legalities, and the significant SAT decision.

Impact of Redesignation of Independent Directors – Belatedly – SAT Ruling

November 15, 2023 2073 Views 2 comments Print

Explore the impact of the redesignation of independent directors in the SAT ruling – SecureKloud Technologies Limited vs. SEBI. A detailed analysis of violations, penalties, and regulatory compliance.

Breather For Vedanta’s Cairn In Alleged Buyback Fraud : SAT Reverses SEBI’s Order

October 11, 2023 1566 Views 0 comment Print

Vedanta Limited secures a victory as the Securities Appellate Tribunal overturns SEBI’s fine. Details of the Cairn India buyback case.

SAT reduces penalty for non-serious LODR violations

September 4, 2023 3480 Views 0 comment Print

A detailed analysis of SAT Mumbai’s decision to reduce SecureKloud Technologies’ penalty for non-serious LODR violations, and its impact on regulatory compliance.

Jurisprudence of SEBI (LODR) regulations 2015 in Filing up Casual Vacancy in Office of Independent Director

May 7, 2023 3054 Views 0 comment Print

Regulation 17(1A) is not applicable for the purpose of filling up a casual vacancy under Section 161(4) of the Companies Act. Regulation 17(1A) cannot be read in isolation.

Annual listing fee payable despite trading suspension: SAT

August 9, 2022 2349 Views 0 comment Print

SAT held that annual listing fee payable inspite of suspension on Trading of Securities. Listing & trading of securities are distinct terms

Loan agreement having peculiar structure should be disclosed under clause 36 of the listing agreement

August 2, 2022 1794 Views 0 comment Print

Held that a perusal of Clause 36 of the listing agreement provides for a company to inform the exchange on immediate basis of all events which will have a bearing on the performance/ operations of the company as well as price sensitive information.

SAT Lifts Restrictions Imposed on Infosys Employee in insider trading case

May 13, 2022 1335 Views 0 comment Print

Pranshu Bhutra Vs SEBI (Securities Appellate Tribunal Mumbai) 1. The present appeal has been filed questioning the confirmatory order dated 15th September, 2021 confirming the ex-parte ad-interim order dated 31st May, 2021 whereby the appellant was restrained from buying or selling any securities, either directly or indirectly, till further orders. 2. The facts leading to […]

Search Post by Date
April 2026
M T W T F S S
 12345
6789101112
13141516171819
20212223242526
27282930