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SEBI : Comprehensive guide to SEBI merchant banker compliance covering filing deadlines, PIT, cybersecurity, accessibility, SBU and net-w...
SEBI : Guide to SEBI RIA registration covering eligibility, NISM certification, applicant categories, compliance requirements and documen...
SEBI : SEBI's 2026 fast-track AIF framework shifts responsibility from regulatory pre-approval to merchant bankers and fund managers. The...
SEBI : The article argues that SEBI's AIF reforms rely heavily on investor accreditation but leave gaps in disclosure, accountability and...
SEBI : SEBI has introduced significant reforms by reclassifying REITs as equity instruments and easing operational rules for InvITs. The ...
SEBI : SEBI proposes amendments to the Municipal Debt Securities Regulations to encourage retail participation through investor incentive...
SEBI : SEBI proposes recognising intraday borrowing as a cash management tool by permitting broader borrowing purposes with board-approve...
SEBI : SEBI proposes revising the securities transmission framework by simplifying documentation, standardising procedures, and increasin...
SEBI : SEBI proposes the GARUDA mechanism to reduce AIF scheme launch timelines while retaining post-facto regulatory oversight and compl...
SEBI : SEBI has proposed amendments to align the SDI Regulations with the RBI's 2025 securitisation framework and support the listed secu...
SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...
SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...
SEBI : SEBI amends Employees’ Service Regulations, 2001 introducing revised investment, disclosure, gift, employment and recusal provis...
SEBI : SEBI amends FVCI Regulations, 2000 by revising fee amounts, payment timelines and designated depository participant remittance req...
SEBI : SEBI allows mutual funds to avail intraday borrowings for specified purposes, subject to conditions, effective from September 1, 2...
SEBI : SEBI amends Municipal Debt Securities Regulations, introducing ESG debt securities, SPV framework, electronic advertisements and e...
SEBI : SEBI's 3 July 2026 notification revises FPI fee structure, registration requirements, remittance timelines and effective dates und...
The article explains how pricing is set across different capital raising methods. The key takeaway is that pricing depends on regulatory formulas, valuation methods, and market forces.
SEBI has proposed allowing Gift PPIs for mutual fund subscriptions to attract new investors. The framework includes strict safeguards on funding, ownership, and usage limits.
The issue involved regulatory ambiguity around the absence of a defined micro-cap category. SEBI suspended fresh investments while allowing redemptions and later clarified norms to prevent such gaps.
The issue involved widespread misuse of social media by unregistered financial influencers. SEBI acted by escalating content for removal and strengthening disclosure norms to protect investors.
The issue was excessive compliance burden on brokers due to reporting requirements. It was decided that demat account reporting by brokers is no longer required, reducing duplication and improving efficiency.
SEBI allowed AIFs to retain liquidation proceeds and introduced “inoperative fund” status with lighter compliance. This move reduces unnecessary regulatory burden for inactive funds while maintaining oversight.
The issue involved whether clients could simultaneously receive advisory and distribution services. SEBI clarified that strict segregation is mandatory, ensuring no overlap to prevent conflicts of interest.
SEBI examined whether WhatsApp chats can serve as proof of client instructions. It held they are valid if properly recorded, retrievable, and legally verifiable.
SEBI consolidates all mutual fund guidelines into a single master circular aligned with the 2026 Regulations. It replaces earlier circulars while ensuring continuity of past actions and compliance obligations.
SEBI targets SPV status, borrowing ambiguity, and investment restrictions in REITs and InvITs. The reforms aim to enhance flexibility and market efficiency.
