A. INTRODUCTION Hold your compass steady, because SEBI’s Advertisement Code has reshaped the investment marketing landscape Whether you’re a seasoned investment adviser navigating client portfolios or a research analyst charting market trends, navigating the new regulatory waters is crucial. This code presents both new challenges and exciting opportunities. For investment advisers, it means ensuring every […]
This article delves into the requirements for SCORES registration by the Listed Companies/ Registered Intermediaries as well the procedure for investors seeking a way to file complaint against Listed Companies/ Registered Intermediaries.
Explore SEBI’s rigorous actions against unregistered investment advisers, recent cases, and regulatory landscape. Learn why SEBI is cracking down and how investors can stay protected
Understand the Rules & Regulations for Companies (Prospectus & Allotment of Securities) Second Amendment Rules, 2023! Find all the necessary information here.
Learn how to become a SEBI registered investment adviser in India. Find out the eligibility criteria, qualification and certification requirements, and net worth requirements in this article.
Explore step-by-step procedure, conditions, and prohibitions for buy-back of shares by private companies in India. Understand the nuances of this process
“Unlock the Path to Becoming a Research Analyst in India Explore the comprehensive guide covering qualifications, SEBI registration criteria, and the step-by-step process. Learn the meaning of a Research Analyst, eligibility requirements, and the crucial documentation needed. Dive into the details and embark on your journey toward this essential role in India’s dynamic financial sector.
In an attempt to eliminate fraudulent activities, the MCA issued the DIR-3 KYC form. It mandates that every director who has been assigned a Director Identification Number (DIN) as on 31st March of a financial year must submit their KYC details to the MCA.
In a ground-breaking deal that underscores the continued expansion and resilience of the hospitality industry, Indian Hotels Company Limited (IHCL), one of India’s largest hospitality companies, has announced the acquisition of 100% stake in the South African-based Pamodzi Hotels PLC (presently a listed company in Zambia) for a handsome sum of $15 million.
Discover what a portfolio manager does, the types of portfolio management services, eligibility criteria for registration, and the process of becoming a portfolio manager in India.
