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Compliance Buzz

Latest Posts by Compliance Buzz

Compliances for SEBI Research Analysts

May 2, 2025 588 Views 0 comment Print

Key compliance dates and requirements for SEBI-registered Research Analysts in 2025 covering reporting, AI disclosure, website, fees, and audits.

Can Investment Advisers and Research Analysts Market Their Services Using Past Performance?

December 20, 2024 450 Views 0 comment Print

SEBI’s recognition of PaRRVA allows Investment Advisers and Research Analysts to market services with verified past performance data, boosting transparency.

How to Register a Company in India: A Step-by-Step Guide

December 13, 2024 2175 Views 0 comment Print

Learn how to register a company in India, choose the right business structure, complete the incorporation process, and comply with post-registration requirements.

SEBI Circular: New Reporting Rules for Research Analysts and Proxy Advisers

December 1, 2024 678 Views 0 comment Print

SEBI introduces standardized reporting rules for Research Analysts and Proxy Advisers. New framework ensures transparency, starting with reports due by April 30, 2025.

Company Limited by Shares Can Convert to Company Limited by Guarantee Without Share Capital: NCLT

September 25, 2024 2094 Views 0 comment Print

NCLT allows conversion of a company limited by shares to a company limited by guarantee without share capital. Key provisions of the Companies Act cited in the case.

Extension of Annual General Meeting (AGM): A Comprehensive Guide

September 23, 2024 2754 Views 0 comment Print

This article delves into the provisions governing AGM extensions under the Companies Act, 2013, and explores key regulations, examples and best practices. 

How To Identify SBO: A Comprehensive Guide For Indian Companies

July 26, 2024 3150 Views 0 comment Print

Learn how to identify Significant Beneficial Owners (SBO) under Indian corporate law. Understand recent updates, compliance obligations, and practical examples.

How To Become Investment Adviser In India: A Comprehensive Guide

February 29, 2024 1974 Views 0 comment Print

Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI.

Post Registration Compliances for Research Analysts in India

February 24, 2024 5529 Views 0 comment Print

If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now, you will have to comply with certain regulatory requirements to […]

Procedure For Right Issue of Shares – A Step Wise Guide

February 11, 2024 44727 Views 1 comment Print

Discover how Right Issues offer a strategic option for companies to raise capital while preserving control and rewarding existing shareholders.

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