SEBI levied a ₹600,000 penalty on Eqwires Research Analyst for acting as an unregistered investment advisor and making false claims. The firm also failed to provide mandatory disclosures and handled client accounts, violating SEBI regulations.
SEBI’s updated FAQs (July 2025) clarify Research Analyst Regulations, covering registration, trading, disclosures, and compliance for research entities and professionals.
Key compliance dates and requirements for SEBI-registered Research Analysts in 2025 covering reporting, AI disclosure, website, fees, and audits.
SEBI’s recognition of PaRRVA allows Investment Advisers and Research Analysts to market services with verified past performance data, boosting transparency.
Learn how to register a company in India, choose the right business structure, complete the incorporation process, and comply with post-registration requirements.
SEBI introduces standardized reporting rules for Research Analysts and Proxy Advisers. New framework ensures transparency, starting with reports due by April 30, 2025.
NCLT allows conversion of a company limited by shares to a company limited by guarantee without share capital. Key provisions of the Companies Act cited in the case.
This article delves into the provisions governing AGM extensions under the Companies Act, 2013, and explores key regulations, examples and best practices.
Learn how to identify Significant Beneficial Owners (SBO) under Indian corporate law. Understand recent updates, compliance obligations, and practical examples.
Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI.