SEBI – Periodical report- Grant of prior approval to registrars to an issue and share transfer agents

Securities and Exchange Broad of India

Circular

CIR/MIRSD/5/2011,

Sub: Periodical report- Grant of prior approval to registrars to an issue and share transfer agents

3. Pursuant to the aforesaid notification, all RTI/STAs shall report the following change(s) to SEBI in the quarterly reports submitted in accordance with the SEBI Circular No. MIRSD/DPS-2/RTA/Cir-1712008 dated May 06, 2008, commencing from the quarter ended June 30, 2011.

a. Amalgamation, demerger, consolidation or any other kind of corporate restructuring falling within the scope of section 391 of the Companies Act, 1956 (1 of 1956) or the corresponding provision of any other law for the time being in force

b. Change in Director, including managing director/ whole-time director

c. In case of a partnership firm any change in partners not amounting to dissolution of the firm

d. Change in shareholding not resulting in change in control If there is no change during the relevant quarter, it shall be indicated in the report.

4. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.