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Archive: 30 September 2022

Posts in 30 September 2022

Requirements of investments in all instruments for Portfolio Managers

September 30, 2022 696 Views 0 comment Print

Portfolio Managers shall constitute a dealing team (DT) which shall be responsible for order placement and execution of all orders in accordance with the aforesaid policies of the Portfolio Manager. DT may include the Principal Officer or the person appointed in terms of Regulation 7(2) (e) of PMS Regulations.

Two-Factor Authentication for transactions in units of Mutual Funds

September 30, 2022 1587 Views 0 comment Print

Two-Factor Authentication for redemption of Mutual Fund units has been implemented with effect from June 01, 2022 for transactions outside stock exchange platforms and from July 01, 2022 for transactions on stock exchange platforms.

Salient features of IBBI (Insolvency Professionals) (Fourth Amendment) Regulations, 2022

September 30, 2022 540 Views 0 comment Print

An IPE, recognised by IBBI, can seek registration as an IP with IBBI, by making an application in specified form along with a non-refundable application fee of two lakh rupees

14 Key decisions taken by SEBI in its Board Meeting on 30.09.2022

September 30, 2022 1998 Views 0 comment Print

Securities and Exchange Board of India  Press Releases No. 29/2022 SEBI Board Meeting The SEBI Board met in Mumbai today and, inter-alia, took the following decisions: I. Introduction of Regulatory Framework to facilitate Online Bond Platform Providers and reduction in the face value of listed privately placed debt securities The Board approved the following proposals: […]

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