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Circulars

User Manual for Resolution of Company Complaints through NEAPS

February 17, 2023 1446 Views 0 comment Print

National Stock  Exchange of India Circular Department: Investor Services Cell Circular Ref No: NSE/CML/2023/17 Date: February 17, 2023 The Company Secretary All Listed Companies Subject: Resolution of Company complaints through NEAPS Dear Sir/ Madam, The Exchange has been providing a mechanism to resolve complaints pertaining to Listing Obligations and Disclosure Requirement (LODR) received from Investors against […]

Procedure for remedial action in cases where Revenue Audit objection is accepted

February 16, 2023 9288 Views 0 comment Print

Where the Revenue Audit objection is accepted, the PCIT shall decide if the relevant order under audit requires revision it’s 263 as remedial action. If yes, he shall call for the relevant records and proceed to initiate action u/s 263.

Maintenance of a website by stock brokers & depository participants

February 15, 2023 2496 Views 0 comment Print

A designated website brings in transparency and helps the investors to keep themselves well informed about the various activities of the SB/DP. In view of the same, considering the advancement in technology and need to provide better services to the investors, all SBs and DPs are hereby, mandated to maintain a designated website.

Introduction of Issue Summary Document & dissemination of issue advertisements

February 15, 2023 1839 Views 0 comment Print

ISD shall be filed in two stages: i. In the first stage, ISD will be filed containing pre-issue / offer fields. ii. In the second stage, ISD will be filed containing post-issue / offer fields after allotment/offer is completed / as applicable for respective ISD.

Clarification in respect of compliance by first-time issuers of debt securities

February 9, 2023 885 Views 0 comment Print

Clarification in respect of the compliance by the first-time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 with Regulation 23(6)

Release of new module for filing of information on BSE under LODR Regulations

February 9, 2023 5862 Views 0 comment Print

Release of new module for filing of information required under Regulation 46 and 62 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 on BSE Listing Center

Introduction of Systematic Lump sum Withdrawal (SLW) for NPS Subscribers – PFRDA Notification

February 8, 2023 714 Views 0 comment Print

PFRDA issued a notification introducing the Systematic Lump sum Withdrawal (SLW) for the benefit of National Pension System (NPS) Subscribers. The SLW process allows subscribers to withdraw a lump sum amount periodically until the age of 75. This notification provides details on the SLW facility, process flow, and its applicability to both Tier-I and Tier-II accounts.

ESI Act should receive a liberal & beneficial construction to promote its objects: SC

February 8, 2023 1443 Views 0 comment Print

The establishment M/s Radhika Theatre, situated at Warangal, Telangana was covered under ESI Act w.e.f. 16.01.1981 on the basis of Form 01 dt. 27.01.1981 submitted by the petitioner establishment. Thereafter Corporation issued C-11 dated 04/02/1981 to the Employer informing the coverage of the unit.

Clarification w.r.t. issuance & listing of perpetual debt instruments, perpetual non-cumulative preference shares

February 8, 2023 1293 Views 0 comment Print

Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual  non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021

Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA

February 8, 2023 1449 Views 0 comment Print

Govt notified another 39 reporting entities to use Aadhaar authentication services of UIDAI under section 11A of Prevention of Money-laundering Act, 2002.

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