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Circulars

Procedure for applying for Amnesty scheme by Advance & EPCG authorization holders

April 17, 2023 3933 Views 0 comment Print

Application for AA/EPCG discharge/closure shall be filed online by logging onto the DGFT Website and navigating to Services –> Advance Authorisation/DFIA –> Closure of Advance Authorisation. For EPCG please navigate to Services –> EPCG –> Closure of EPCG.

SEBI framework for upfront collection of charges from eligible issuers at the time of allotment of debt securities

April 13, 2023 783 Views 0 comment Print

Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/56   Dated: April 13, 2023 To All eligible issuers1 of debt securities Recognized Limited Purpose Clearing Corporations Recognized Stock Exchanges Registered Depositories Madam/Sir, Sub: Contribution […]

RBI permits AD Category-II entities to submit Form A2 online

April 12, 2023 3177 Views 0 comment Print

RBI decided to permit AD Category-II entities to allow online submission of Form A2. AD Category-II entities shall frame appropriate guidelines with the approval of their Board within the ambit of extant statutory and regulatory framwework.

Online filing of AEO-LO application – Version 3.0 of web-application Launched

April 11, 2023 2229 Views 0 comment Print

The new version (V3.0) of the web application is designed to ensure continuous, real-time, and digital monitoring of the physically filed AEO-LO applications for timely intervention and expedience.

Formulation of price bands for first day of trading pursuant to IPO, re-listing

April 11, 2023 705 Views 0 comment Print

For trading on first day pursuant to IPO or re-listing (including re-listing on account of scheme of arrangement but excluding scrips for which derivative contracts are available) Call Auction session would continue to be conducted separately on individual exchanges and orders would be matched by respective exchanges after computation of equilibrium price.

Additional affirmations by Practicing Company Secretaries in ASCR

April 10, 2023 6285 Views 0 comment Print

Compliances of the listed entity are in accordance with the applicable Secretarial Standards (SS) issued by the Institute of Company Secretaries India (ICSI)

FAQs – Corporate Governance

April 10, 2023 7293 Views 0 comment Print

Bombay Stock Exchange Notice No. 20230410-45 – Notice Date – 10 Apr 2023 Category: Circulars Listed Companies – Segment Equity Subject FAQ – Corporate Governance Dear Sir\Madam, With reference to all the earlier issued FAQs against the submission of Corporate Governance Report on the BSE website, please find annexed the frequently asked questions (FAQs) for guidance purpose. […]

Direct plan for schemes of AIFs & trail model for distribution commission

April 10, 2023 1410 Views 0 comment Print

Schemes of AIFs shall have an option of ‘Direct Plan’ for investors. Such Direct Plan shall not entail any distribution fee/ placement fee.

Guidelines for excusing or excluding an investor from investment of AIF

April 10, 2023 1131 Views 0 comment Print

AIF may excuse its investor from participating in a particular investment If investor, based on opinion of a legal professional/legal advisor, confirms that its participation in investment opportunity would be in violation of an applicable law or regulation

Compliances by Members of ICAI (CAs) while responding to tenders

April 9, 2023 3081 Views 0 comment Print

A member of the Institute in practice shall not respond to any tender issued by an organization or user of professional services in areas of services which are exclusively reserved for chartered accountants

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