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SEBI

Securities and Exchange Board of India

Latest Articles


 Revised Guidelines for Credit Rating Agencies: Addressing Technical Defaults

SEBI : SEBI proposes omitting technical defaults from CRA guidelines to improve rating accuracy and consistency, preventing unintended ma...

August 16, 2024 195 Views 0 comment Print

Examining SEBI’s Settlement Mechanism in Depth

SEBI : Explore SEBI's settlement mechanism, its evolution, current performance, and recent reforms aimed at improving efficiency in secur...

August 13, 2024 150 Views 0 comment Print

Analysis of Notifications and Circulars for Week ending 11th August 2024

CA, CS, CMA : Highlights from August 5-11, 2024: Income Tax exemptions, GST updates, SEBI guidelines, and RBI monetary policy changes....

August 13, 2024 387 Views 0 comment Print

Valuation of Additional Tier 1 Bonds (AT-1 Bonds) SEBI circular dt 5th Aug 24

SEBI : SEBI updates valuation norms for AT-1 Bonds in its circular on 5th August 2024, emphasizing Yield to Call methodology and 100-year...

August 8, 2024 210 Views 0 comment Print

Taxation of Alternative Investment Funds (AIFs) – Category I and II

Income Tax : Explore the taxation of Alternative Investment Funds (AIFs) in India under Category I and II, including regulations, tax exemption...

August 1, 2024 585 Views 0 comment Print


Latest News


Response to Hindenburg Allegations by Madhabi and Dhaval Buch

SEBI : Madhabi and Dhaval Buch address Hindenburg 2024 allegations, clarifying personal investments, roles, and transparency, while refut...

August 12, 2024 264 Views 0 comment Print

SEBI Draft Circular on Periodic Reporting Format for Analysts & Proxy Advisers

SEBI : SEBI invites public comments on the draft circular for standardized periodic reporting by Research Analysts and Proxy Advisers. Su...

August 12, 2024 135 Views 0 comment Print

SEBI Consultation paper on Reporting by Foreign Venture Capital Investors

SEBI : SEBIs draft circular on reporting by Foreign Venture Capital Investors (FVCIs) seeks public comments by August 29, 2024. Review an...

August 8, 2024 600 Views 0 comment Print

SEBI Consultation: Review of Investment Advisers & Research Analysts Regulations

SEBI : SEBI seeks public feedback on easing regulatory requirements for Investment Advisers and Research Analysts, aiming to simplify com...

August 7, 2024 327 Views 0 comment Print

SEBI Consultation on Foreign Investments via ODIs and Segregated Portfolios

SEBI : SEBI seeks public comments on regulating foreign investments through ODIs and segregated portfolios to ensure transparency and com...

August 7, 2024 240 Views 0 comment Print


Latest Judiciary


Listed Entity Compliances under SEBI (LODR), 2018

SEBI : Explore the disclosure and compliance requirements for listed entities under SEBI regulations, including quarterly, half-yearly, a...

May 21, 2024 984 Views 0 comment Print

Penny Stock Sale Not ‘Unaccounted Income’ if Purchase not doubted

Income Tax : ITAT Ahmedabad overturns AO's decision, ruling that penny stock sale cannot be treated as unaccounted income if the purchase is ge...

March 21, 2024 552 Views 0 comment Print

Analysis of SEBI Vs. Abhijit Rajan (Supreme Court of India)

SEBI : Supreme Court's landmark ruling in SEBI v. Abhijit Ranjan clarifies insider trading laws, emphasizing the importance of profit mot...

March 10, 2024 2565 Views 0 comment Print

Addition u/s. 68 based on report unearthed in case of third party unsustainable

Income Tax : ITAT Ahmedabad held that addition u/s. 68 of the Income Tax Act towards long term capital gain treating sale of scrip as bogus on ...

January 22, 2024 2055 Views 1 comment Print

Court directed SEBI to provide required documents to minority shareholders of BNL

SEBI : Bombay High Court held that minority shareholders of Bharat Nidhi Ltd. (BNL) are entitled to get documents related to proceedings ...

December 12, 2023 453 Views 0 comment Print


Latest Notifications


Shareholders of a subsidiary cannot be classified as ‘public’: SEBI

SEBI : SEBI addresses queries from Anjani Portland Cement on shareholding and regulatory compliance in a proposed amalgamation with its s...

August 17, 2024 3 Views 0 comment Print

Government Permits Aadhaar Authentication for 15 Securities Firms

Corporate Law : 15 securities firms authorized to perform Aadhaar authentication under the Prevention of Money-laundering Act after meeting privac...

August 14, 2024 1446 Views 0 comment Print

SEBI statement on Hindenburg Research’s Report dated August 10, 2024

SEBI : SEBI addresses allegations in Hindenburg Research report, emphasizing ongoing investigations and regulatory integrity in its Augus...

August 10, 2024 138 Views 0 comment Print

SEBI Master Circular for Stock Brokers – August 2024

SEBI : SEBI issues an updated Master Circular for stock brokers, consolidating and rescinding previous circulars issued up to August 9, 2...

August 9, 2024 159 Views 0 comment Print

SEBI Clarifies Board Nomination Rights for REIT Unitholders

SEBI : SEBI amends rules to clarify board nomination rights for REIT unitholders, ensuring no overlap with lender rights. Effective immed...

August 7, 2024 147 Views 0 comment Print


Off-market transfer of securities by FPI

June 1, 2021 915 Views 0 comment Print

The Finance Act, 2021 provides tax incentives for relocating foreign funds to International Financial Services Centre (IFSC) in order to make the IFSC in GIFT City a global financial hub.

Format of compliance report on Corporate Governance by Listed Entities

May 31, 2021 26340 Views 0 comment Print

Securities Exchange Board of India (‘SEBI’) vide its Circular dated May 31, 2021, has notified amendment in format of Compliance report on Corporate Governance to be submitted by listed entities. SEBI has added ‘Annex IV’ to be submitted on a half yearly basis (w.e.f. first half year of the FY 2021-22) which shall cover details of loan/ […]

Implementation date of disclosure of risk-o-meter of scheme extended

May 31, 2021 576 Views 0 comment Print

risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and Details of the portfolio – Based on the representation received from AMFI, it has been decided to extend the implementation date of the provisions of the aforesaid circular to September 1, 2021.

Relaxation in compliance with requirements pertaining to AIFs & VCFs

May 31, 2021 513 Views 0 comment Print

SEBI in receipt of representation from AIF Industry, requesting extension of timelines for various regulatory filings and compliances for AIFs and VCFs, due to ongoing second wave of the CoVID- 19 pandemic and restrictions imposed by various state governments.

SEBI issued interim order against insider trading alerts for scrip of Infosys

May 31, 2021 1983 Views 0 comment Print

In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY),  SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exercise of the powers conferred […]

Listing Compliances for companies listed on Stock Exchanges

May 30, 2021 6720 Views 4 comments Print

Listing means the admission of securities of a company for trading on a stock exchange. Listing is not compulsory under the Companies Act. It becomes necessary when a public limited company desires to issue shares or debentures to the public. When securities of any company get listed in any stock exchange, the company has to comply with the requirements of that particular exchange.

Compliances for a listed entity for Equity Shares under SEBI (LODR) 2015

May 28, 2021 1158 Views 0 comment Print

Compliances for a listed entity for Equity Shares under SEBI (LODR) 2015 – A quick recap The relevant compliances are divided into four parts: 1. Quarterly Compliances COMPLIANCES BY: Regulation Time Period June end quarter September end quarter December end quarter March end quarter Regulation 31 (1) (b) – Shareholding Pattern Within 21 days from […]

Board Committees as per SEBI LODR Regulations, 2015

May 27, 2021 7050 Views 0 comment Print

In order to improve and strengthen the Corporate Governance structure of a Company, SEBI has mandated formation of few committees of the Board. These are Audit Committee, Nomination and Remuneration Committee, Stakeholder Relationship Committee and Risk Management Committee under Regulation 18, 19, 20 and 21 respectively of the SEBI (LODR) Regulations, 2015. SEBI has also […]

SEBI- Empanelment of forensic auditors for conducting forensic audit

May 26, 2021 3303 Views 0 comment Print

‘SEBI’ invites applications of eligible CA firms / companies (hereinafter referred to as ‘applicant’) for empanelment to take up assignments relating to forensic audit of financial statements of listed companies.

Disclosure By Listed Companies on Stock Exchange

May 25, 2021 7125 Views 0 comment Print

Article Explains disclosure to be made by a Listed Company & list out Disclosure Quarterly Disclosures, Half Yearly Disclosure, Annual Disclosures and Event Based Disclosures. Article explains the disclosure with relevant Regulations number, Description of the Applicable Regulation and timeline within which disclosures to be made under Securities and Exchange Board of India (Listing Obligations […]

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