Case Law Details
Case Name : Adroit Financial Services (P.) Ltd. Vs Securities and Exchange Board of India (Securities Appellant Tribunal Mumbai)
Related Assessment Year :
Courts :
Securities Appellate Tribunal
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SECURITIES APPELLATE TRIBUNAL, MUMBAI
Adroit Financial Services (P.) Ltd.
v/s.
Securities and Exchange Board of India
APPEAL NO. 48 OF 2012
JUNE 13, 2012
JUDGMENT
S.S.N. Moorthy, Member – The appellant is a stock broker registered with the Bombay Stock Exchange Ltd. and National Stock Exchange of India Ltd. In the present appeal, the appellant challenges imposition of a penalty of Rs. 1 lac by the adjudicating officer of Securities and Exchange Board of India (for short the Board). The penalty was imposed under section 15HB of the Securities and Exchange Board of India ...
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