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ROC Compliances List Under Companies Act, 2013 provides list of forms, Purpose of filing of such forms, Type of Companies to whom these forms are applicable, Financial Year for which these forms needs to be filed and last date to file such e-forms. Forms which need to be filed are Form AOC-4 & MGT-7, Form AOC-4/AOC-4 CFS/AOC-4 XBRL, Form MGT-7, Form ADT-1, Form MSME-1, Form DPT-3, Form PAS-6, Form DIR-3 KYC, Form GNL-1, Form MGT-14, Form DIR-12, Form BEN-2, Form 8 & Form 11 LLP. Due date are compiled after considering notified CFSS Scheme of MCA.

Compliance - Golden Key is Inserted into the Keyhole Isolated on White Background

S. No E-Forms Purpose Applicable Companies Financial Year Last Date
1. AOC-4 & MGT-7 Filing of annual financial statements and annual return OPC, Pvt Ltd 2019-20 30.09.2020
2. AOC-4/AOC-4 CFS/AOC-4 XBRL Filing of annual financial statements Private/


2019-20 29.10.2020
3. MGT-7 Filing of annual return Private/


2018-19 or previous years 29.11.2020
4. AOC-4/AOC-4 XBRL/ MGT-7 Filing of annual financial statements and annual return Private/


2019-20 30.09.2020
5. ADT-1 Appointment of auditor All CO’s 2019-20 14.10.2020
6. MSME-1 Half yearly return in respect of outstanding payments to MSME All CO’s 2019-20 29.10.2020
7. DPT-3 Statement of Outstanding deposit All CO’s 2019-20 or previous years 30.09.2020
8. PAS-6 Reconciliation of share capital audit report (half yearly) Public Companies 2019-20 13.09.2020
9. DIR-3 KYC Director’s Annual KYC All DIN Holders 2019-20 or previous years 30.09.2020
10. GNL-1 Extension of AGM for financial year 2019-20 All Co’s (if they required) 2019-20 30.09.2020
11. MGT-14 Filing of board resolution of approval of financial statement and board report Private/


2019-20 30 days from date of Board Meeting
12. DIR-12 Regularization of directors and AGM (if company have additional directors) All CO’s 2019-20 30 days from date of AGM
13. BEN-2 Declaration of beneficial ownership (if they have body corporate shareholder) All CO’s 2019-20 30.09.2020
14. Form 8 & Form 11 LLP Statement of account and solvency and annual return All LLP’s 2019-20 Form 8 – 29.10.2020

Form 11 –


15. Form 8 & Form 11 LLP Statement of account and solvency and annual Return All LLP’s 2018-19 or previous years 30.09.2020

Note: – The above due date is in FY 2019-20 as per notified CFSS Scheme of MCA.

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April 2024