New Format of Form SH-4 Securities Transfer Form as per amendment vide Companies (Share Capital and Debentures) Amendment Rules, 2022 dated 04, May 2022
Form No. SH-4
Securities Transfer Form
[Pursuant to section 56 of the Companies Act, 2013 and sub-rule (1) of rule 11 of the Companies (Share Capital and Debentures) Rules 2014]
Date of execution: ______________
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FOR THE CONSIDERATION stated below the “Transferor(s)” named do hereby transfer to the “Transferee(s)” named the securities specified below subject to the conditions on which the said securities are now held by the Transferor(s) and the Transferee(s) do hereby agree to accept and hold the said securities subject to the conditions aforesaid. |
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CIN:_______________________________________ Name of the company (in full): ________________________________________ Name of the Stock Exchange where the company is listed, if any: _________________ |
DESCRIPTION OF SECURITIES:
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Kind/ Class of securities (1) |
Nominal value of each unit of security
(2) |
Amount called up per unit of security
(3) |
Amount paid up per unit of security (4) |
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No. of securities being transferred |
Consideration received | ||
| In figures | In words | In words |
In figures |
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Distinctive number |
From | ||||
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To |
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| Corresponding Certificates Nos. |
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Transferor’s Particulars- |
| Registered Folio Number: ________________________
Name (s) in full _______________________________ Signature(s)
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| I, hereby confirm that the transferor has signed before me.
Signature of Witness:____________________________
Name; _______________________________________
Address:_________________________________________
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Transferee’s Particulars
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Name in full |
Father’s/ mother’s/ Spouse name | Address & E-mail id | Occupation | Existing folio No., if any | Signature |
| (1) | (2) | (3) | (4) | (5) |
(6) |
Folio No. of Transferee Specimen Signature of Transferee
…………………………. …………………………………………
Value of stamp affixed: …………………………..(Rs.)
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Declaration: ( ) Transferee is not required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares; OR ( ) Transferee is required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares and the same has been obtained and is enclosed herewith. |
Enclosures:
(1) Certificate of shares or debentures or other securities
(2) If no certificate is issued, letter of allotment.
(3) Others, specify……………………………………….
Stamps:
For office use only
Checked by……………..
Signature tallied by……………………….
Entered in the Register of Transfer on ………… vide Transfer No…………..
Approval Date……………..
Power of attorney/Probate/Death Certificate/Letter of Administration Registered on ……………. at No ……………….
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