Form No. SH-4 Securities Transfer Form

Form No. SH-4 Securities Transfer Form as amended vide Companies (Share Capital and Debentures) Amendment Rules, 2022

Form No. SH-4

Securities Transfer Form

[Pursuant to section 56 of the Companies Act, 2013 and sub-rule
(1) of rule 11 of the Companies (Share Capital and Debentures)
Rules 2014]

Date of execution……..

FOR THE CONSIDERATION stated below the “Transferor(s)” named do hereby transfer to the “Transferee(s)” named the securities specified below subject to the conditions on which the said securities are now held by the Transferor(s) and the Transferee(s) do hereby agree to accept and hold the said securities subject to the conditions aforesaid.

CIN:

Name of the company (in full):

Name of the Stock Exchange where the company is listed, if any:

DESCRIPTION OF SECURITIES:

Kind/ Class of securities(1)	Nominal value of each unit of security (2)	Amount called up per unit of security (3)	Amount paid up per unit of security (4)

–

No. of securities being transferred			Consideration received (Rs.)
In figures	In words		In words		In figures
Distinctive number	From
	To
Corresponding Certificate Nos.

–

Transferor’s Particulars–
Registered Folio Number:
	Name(s) in full	Signature (s)
1. 2. 3.

–

I, hereby confirm that the Transferor has signed before me. Signature of witness name and address

–

Name in full	Father’s/ mother’s/ Spouse name	Address & E-mail id	Occupation	Existing folio No., if any.	Signature
(1)	(2)	(3)	(4)	(5)	(6)
1.
2.
3.

Folio No. of Transferee

Specimen Signature of Transferee

Value of stamp affixed:        (Rs.)
¹[“Declaration:

() Transferee is not required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares; or

() Transferee is required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares and the same has been obtained and is enclosed herewith.”.]

Enclosures:

(1) Certificate of shares or debentures or other securities

(2) If no certificate is issued, letter of allotment.

(3) Others, specify…………………………….

Stamps

For office use only

Checked by………..

Signature tallied by………………..

On the reverse page of the certificate

______________ Name of the Transferor	____________ Name of the Transferee	__________ No. of shares	_________ Date of Transfer
Signature of the authorized signatory