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Form No. SH-4 Securities Transfer Form as amended vide Companies (Share Capital and Debentures) Amendment Rules, 2022

Form No. SH-4

Securities Transfer Form

[Pursuant to section 56 of the Companies Act, 2013 and sub-rule
(1) of rule 11 of the Companies (Share Capital and Debentures)
Rules 2014]

Date of execution……..

FOR THE CONSIDERATION stated below the “Transferor(s)” named do hereby transfer to the “Transferee(s)” named the securities specified below subject to the conditions on which the said securities are now held by the Transferor(s) and the Transferee(s) do hereby agree to accept and hold the said securities subject to the conditions aforesaid.

CIN:

Name of the company (in full):

Name of the Stock Exchange where the company is listed, if any:

DESCRIPTION OF SECURITIES:

Kind/ Class of
securities(1)
Nominal value of
each unit of
security
(2)
Amount called
up per unit of
security
(3)
Amount paid
up per unit of
security
(4)

No. of securities
being transferred
Consideration received (Rs.)
In figures In words In words In figures
Distinctive number From

 

To

 

Corresponding Certificate Nos.

 

Transferor’s Particulars
Registered Folio Number:
 

 

Name(s) in full Signature (s)
1.

2.

3.

I, hereby confirm that the Transferor has signed before me.

Signature of witness

name and address

Name in full Father’s/ mother’s/ Spouse name Address & E-mail id Occupation Existing folio No., if any. Signature
(1) (2) (3) (4) (5) (6)
1.
2.
3.

Folio No. of Transferee

Specimen Signature of Transferee

Value of stamp affixed:        (Rs.)
1[“Declaration:

() Transferee is not required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares; or

() Transferee is required to obtain the Government approval under the Foreign Exchange Management (Non-debt Instruments) Rules, 2019 prior to transfer of shares and the same has been obtained and is enclosed herewith.”.]

Enclosures:

(1) Certificate of shares or debentures or other securities

(2) If no certificate is issued, letter of allotment.

(3) Others, specify…………………………….

Stamps

For office use only

Checked by………..

Signature tallied by………………..

On the reverse page of the certificate

______________

Name of the Transferor

____________

Name of the Transferee

__________

No. of shares

_________

Date of Transfer

Signature of the authorized signatory

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