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SEBI : SEBI launches MITRA platform to help investors track inactive mutual fund investments and update KYC details, improving transparen...
SEBI : Failure to comply with accounting standards may violate LODR regulations, affecting financial transparency, director accountabilit...
SEBI : SEBI’s LODR Amendments 2024 introduce key changes in compliance, RPTs, and governance. Are they simplifying processes or adding ...
SEBI : Learn the common reasons for DRHP rejection, including incomplete disclosures and non-compliance, and practical measures to naviga...
SEBI : Understand compliance requirements for listed companies under SEBI LODR 2015, including ESG, BRSR Core, and market cap-based oblig...
SEBI : SEBI seeks public comments on proposed amendments to REITs and InvITs Master Circulars, including lock-in rules and follow-on offe...
SEBI : SEBI's consultation paper suggests SIM binding, biometric authentication, and trade controls to secure trading accounts. Public co...
SEBI : SEBI introduces measures like SIM binding and biometric authentication to secure trading accounts and prevent unauthorized transac...
SEBI : SEBI seeks public comments on a standard No-Objection Certificate (NOC) format for charge holders in debt securities. Submit feedb...
SEBI : SEBI proposes changes to disclosure norms for REITs and InvITs. Public comments are invited until March 7, 2025. Submit feedback v...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : Since 1986 to 1997, Petitioner acquired shares, in tranches, of Respondent No.4-Company. The Petitioner subsequently sold some of ...
SEBI : In the instant case, assessee was a senior citizen and a medical practitioner, had his Demat accounts frozen by the National Secur...
SEBI : Explore the disclosure and compliance requirements for listed entities under SEBI regulations, including quarterly, half-yearly, a...
SEBI : Supreme Court's landmark ruling in SEBI v. Abhijit Ranjan clarifies insider trading laws, emphasizing the importance of profit mot...
SEBI : SEBI modifies the Investor Charter for stock brokers to enhance investor protection, transparency, and grievance redressal. New pr...
SEBI : SEBI mandates AMCs to allocate 2 basis points for investor education, including financial inclusion, under the Mutual Fund Regulat...
SEBI : SEBI amends the Mutual Fund Regulations, 2025, including new rules for employee investment, stress testing, and fund deployment, e...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Research Analysts, ensuring transparency in research ser...
SEBI : SEBI mandates standardized Most Important Terms and Conditions (MITC) for Investment Advisers, ensuring transparency in advisory a...
The Securities and Exchange Board of India (SEBI) has introduced the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023. These amendments bring changes to the existing regulations that govern the listing obligations and disclosure requirements for listed entities. The amendments include the introduction of regulation 30A, which focuses […]
Discover the pivotal roles and ethical responsibilities of Merchant Bankers in the securities market. Uncover the regulations governing their conduct, from managing public issues to advising on international offerings. Explore the stringent Code of Conduct they must adhere to, emphasizing integrity and due diligence. Learn about the post-issue involvements, emphasizing continuous monitoring and coordination. Understand the significance of Merchant Bankers in protecting investor interests, ensuring regulatory compliance, and upholding the integrity and stability of the securities market.
A new development from the National Stock Exchange of India is looking at implementing XBRL for listed entities, replacing PDF format. The shift is aimed to streamline corporate filings and ease the compliance burden.
Read about the settlement between SEBI and Mr. P R Sundar, Ms. Mangayarkarasi Sundar, and Mansun Consultancy Pvt. Ltd. for offering unregistered investment advisory services. Explore the alleged violations, penalties imposed, and the importance of obtaining SEBI registration for advisory firms.
SEBI has issued a circular introducing a regulatory framework for Execution Only Platforms (EOPs) facilitating transactions in direct plans of mutual fund schemes. This circular addresses the need for a specific framework for technology/digital platforms to provide execution-only services and obtain data feeds. Discover the guidelines for EOPs and the balance between investor convenience and […]
The Securities and Exchange Board of India (SEBI) has issued a corrigendum to its circular regarding mutual funds’ participation in repo transactions on corporate debt securities. This corrigendum replaces a Clause 1 in the previous circular, impacting the participation guidelines for mutual funds. The corrigendum issued by SEBI modifies Clause 1 of the circular, bringing […]
Securities and Exchange Board of India (SEBI) has issued a new amendment to their 2019 Circular regarding the issue of certified copies of orders and circulars, introducing changes to the payment method for fees.
Explore the comprehensive analysis of penalties under the Securities Contract (Regulation) Act, 1956, shedding light on various offenses, including contract violations, information disclosure, investor grievances, and more. Understand the repercussions, including imprisonment and fines extendable up to rupees 25 crores, imposed for non-compliance with the Act’s provisions. Stay informed to ensure transparency, investor protection, and the integrity of the securities market.
Explore the analysis of SEBI’s consultation paper on high-risk Foreign Portfolio Investors (FPIs), aimed at increasing transparency and addressing concerns of regulatory circumvention. Discover the proposed solutions, challenges in identifying beneficial ownership, and the potential impact on India’s securities market.
Holders of physical security certificates must submit various documents to RTAs for service requests/complaints, such as updating personal information, processing investor requests, and using depository participant services.
