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You are requested to ensure that the members of your stock exchange strictly adhere to the time schedule fixed by the Ministry in this regard. A compliance report indicating the completion of audit of the accounts for the year 1991-92 of the members should be forwarded to SEBI by January 15, 1993.
For the purposes of this clause the expression directly or indirectly connected means any person being an associate, subsidiary, inter-connected or group Company of the applicant in case of the applicant being a body corporate.
1. Number of companies listed as on November 30,1992. 2. Average daily turnover of the shares & debentures rated at the Exchange.
hereby advised to send us a detailed progress report on the implementation of the above 5 suggestions immediately on receipt of this letter.
It is requested that the fees already collected from members should be forwarded to SEBI forthwith. The remaining fees may be collected before the 21st December, 1992 and remitted to us immediately on receipt.
to examine and recommend the various types of transactions, which may reasonably be taken into account to determine the turnover of stock brokers for purposes of levy of registration fees in accordance with Securities and Exchange Board of India (Stock-Brokers and Sub-Brokers)
SEBI : Submission of information
What part (in percentage terms) do the transactions bought and sold in a settlement cycle on the same account or vice-versa constitute a trading activity on the stock exchange. Specific figures for Group A shares and Group B may be indicated.
Action initiated by the exchange against the erring companies. Kindly acknowledge the receipt of this letter.
regarding the proposed reforms in the constitution of the Governing body, the disciplinary committee, arbitration committee and the default committee of the stock exchange and the changes with regard to the appointment and duties of the Executive Director.
